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Ballast Small/Mid Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
1
HighTower Advisors
Illinois
$8.76M +$565K +17,120 +6%
Rockefeller Capital Management
2
Rockefeller Capital Management
New York
$2.33M +$347K +10,529 +16%
TI
3
Tidal Investments
Wisconsin
$2.27M +$41.5K +1,257 +2%
ATC
4
Argent Trust Co
Tennessee
$2.15M +$417K +12,634 +22%
SAM
5
Stringer Asset Management
Tennessee
$1.99M +$1.42M +43,076 +191%
LIG
6
Lokken Investment Group
Delaware
$1.92M +$84.9K +2,573 +4%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.85M +$254K +7,695 +14%
Stifel Financial
8
Stifel Financial
Missouri
$1.76M +$1.91M +57,857 New
FCCM
9
First City Capital Management
Georgia
$1.74M +$245K +7,415 +15%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$1.38M -$21.3K -645 -1%
BS
11
Boenning & Scattergood
Pennsylvania
$1.07M +$5.77K +175 +0.5%
RPG
12
Resource Planning Group
Georgia
$1.06M -$209K -6,345 -15%
SEA
13
Stegent Equity Advisors
Texas
$967K -$521K -15,795 -33%
FAM
14
Frontier Asset Management
Wyoming
$709K +$770K +23,334 New
BFEC
15
Benjamin F. Edwards & Company
Missouri
$563K +$54.8K +1,660 +10%
WCG
16
Weaver Consulting Group
California
$501K +$142K +4,304 +35%
HWM
17
HB Wealth Management
Georgia
$327K
SMA
18
Sage Mountain Advisors
Georgia
$313K
Osaic Holdings
19
Osaic Holdings
Arizona
$25K -$4.95K -150 -15%
VAS
20
Vestmark Advisory Solutions
Massachusetts
-$256K -7,268 Closed
Citadel Advisors
21
Citadel Advisors
Florida
-$251K -7,131 Closed
UBS Group
22
UBS Group
Switzerland
-$11K -310 Closed