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Ballast Small/Mid Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
1
HighTower Advisors
Illinois
$7.36M +$2.37M +64,155 +49%
TI
2
Tidal Investments
Wisconsin
$3.14M -$67K -1,815 -2%
SEA
3
Stegent Equity Advisors
Texas
$2.3M +$2.26M +61,102 New
FCCM
4
First City Capital Management
Georgia
$1.72M +$14.8K +400 +0.8%
SAM
5
Stringer Asset Management
Tennessee
$1.6M
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$1.32M +$1.3M +35,083 New
ATC
7
Argent Trust Co
Tennessee
$1.28M +$1.26M +34,246 New
RPG
8
Resource Planning Group
Georgia
$938K +$496K +13,443 +116%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$921K +$335K +9,079 +59%
Rockefeller Capital Management
10
Rockefeller Capital Management
New York
$653K +$549K +14,870 +583%
BFEC
11
Benjamin F. Edwards & Company
Missouri
$592K +$256K +6,940 +78%
Citadel Advisors
12
Citadel Advisors
Florida
$528K +$222K +6,011 +74%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$428K -$98.7K -2,673 -19%
HWM
14
HB Wealth Management
Georgia
$402K +$396K +10,721 New
IFG
15
Independent Financial Group
California
$373K +$367K +9,950 New
LIG
16
Lokken Investment Group
Delaware
$355K +$350K +9,477 New
BS
17
Boenning & Scattergood
Pennsylvania
$347K -$102K -2,755 -23%
WCG
18
Weaver Consulting Group
California
$253K +$249K +6,756 New
MSFS
19
Main Street Financial Solutions
Pennsylvania
$201K +$198K +5,370 New
Osaic Holdings
20
Osaic Holdings
Arizona
$59K -$73.8K -2,000 -56%
UBS Group
21
UBS Group
Switzerland
-$23K -630 Closed