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Ballast Small/Mid Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
1
HighTower Advisors
Illinois
$19.1M +$5.01M +138,520 +35%
CPC
2
Consolidated Planning Corp
Georgia
$18.6M +$1.28M +35,275 +7%
Stifel Financial
3
Stifel Financial
Missouri
$11.4M +$536K +14,808 +5%
HW
4
Hedeker Wealth
Illinois
$6.37M +$407K +11,242 +7%
LIG
5
Lokken Investment Group
Delaware
$5.11M +$268K +7,417 +5%
FCCM
6
First City Capital Management
Georgia
$4.57M +$883K +24,403 +24%
Rockefeller Capital Management
7
Rockefeller Capital Management
New York
$4.37M +$230K +6,357 +6%
RJA
8
Raymond James & Associates
Florida
$3.3M -$1.29M -35,592 -28%
USCWA
9
U.S. Capital Wealth Advisors
Texas
$3.28M -$60.8K -1,680 -2%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$3.26M +$115K +3,175 +4%
TNB
11
Thomasville National Bank
Georgia
$2.73M +$188K +5,210 +7%
WA
12
Waverly Advisors
Alabama
$2.56M +$705K +19,480 +38%
CIA
13
Cape Investment Advisory
Georgia
$2.54M +$331K +9,136 +15%
WCG
14
Weaver Consulting Group
California
$2.48M +$294K +8,122 +13%
SPIA
15
Steward Partners Investment Advisory
New York
$1.99M -$1.51M -41,855 -43%
ATC
16
Argent Trust Co
Tennessee
$1.75M +$432K +11,950 +33%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$1.62M +$78.6K +2,173 +5%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$1.6M +$7.78K +215 +0.5%
NFG
19
Nations Financial Group
Iowa
$1.25M +$65.1K +1,800 +5%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$900K +$10.1K +279 +1%
Mercer Global Advisors
21
Mercer Global Advisors
Colorado
$880K -$345K -9,545 -28%
RJT
22
Raymond James Trust
Florida
$712K +$442K +12,212 +160%
FAM
23
Frontier Asset Management
Wyoming
$690K +$25.8K +714 +4%
TI
24
Tidal Investments
Wisconsin
$669K +$4.09K +113 +0.6%
Citadel Advisors
25
Citadel Advisors
Florida
$645K +$650K +17,974 New