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Ballast Small/Mid Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
1
HighTower Advisors
Illinois
$9.16M +$857K +27,086 +9%
SAM
2
Stringer Asset Management
Tennessee
$3.82M -$1.53M -48,425 -74%
Rockefeller Capital Management
3
Rockefeller Capital Management
New York
$2.6M +$407K +12,863 +17%
TI
4
Tidal Investments
Wisconsin
$2.21M +$39.2K +1,239 +2%
FCCM
5
First City Capital Management
Georgia
$1.88M +$239K +7,560 +13%
LIG
6
Lokken Investment Group
Delaware
$1.87M +$37.1K +1,171 +2%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.75M -$19.5K -616 -1%
Stifel Financial
8
Stifel Financial
Missouri
$1.74M +$62.5K +1,973 +3%
ATC
9
Argent Trust Co
Tennessee
$1.7M -$394K -12,441 -18%
RPG
10
Resource Planning Group
Georgia
$1.4M +$420K +13,276 +38%
BS
11
Boenning & Scattergood
Pennsylvania
$973K -$59.1K -1,867 -5%
RJA
12
Raymond James & Associates
Florida
$924K +$1.01M +31,818 New
SEA
13
Stegent Equity Advisors
Texas
$771K -$166K -5,244 -17%
FAM
14
Frontier Asset Management
Wyoming
$674K -$4.75K -150 -0.6%
WCG
15
Weaver Consulting Group
California
$471K -$8.07K -255 -2%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$456K -$89.7K -2,834 -15%
NFG
17
Nations Financial Group
Iowa
$420K +$457K +14,450 New
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$328K -$1.05M -33,201 -75%
Citadel Advisors
19
Citadel Advisors
Florida
$321K +$349K +11,035 New
HWM
20
HB Wealth Management
Georgia
$312K
SMA
21
Sage Mountain Advisors
Georgia
$299K
Baird Financial Group
22
Baird Financial Group
Wisconsin
$209K +$228K +7,200 New
Osaic Holdings
23
Osaic Holdings
Arizona
$24K