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Ballast Small/Mid Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
1
HighTower Advisors
Illinois
$10.4M +$921K +27,489 +10%
Rockefeller Capital Management
2
Rockefeller Capital Management
New York
$2.76M -$439K -13,099 -14%
Stifel Financial
3
Stifel Financial
Missouri
$2.7M +$391K +11,664 +17%
LIG
4
Lokken Investment Group
Delaware
$2.48M +$233K +6,944 +10%
TI
5
Tidal Investments
Wisconsin
$2.43M -$95.2K -2,841 -4%
FCCM
6
First City Capital Management
Georgia
$2M -$47.8K -1,427 -2%
RPG
7
Resource Planning Group
Georgia
$1.96M +$121K +3,619 +7%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$1.94M +$306K +9,135 +19%
RJA
9
Raymond James & Associates
Florida
$1.84M +$733K +21,872 +66%
WCG
10
Weaver Consulting Group
California
$1.71M +$796K +23,754 +86%
SPIA
11
Steward Partners Investment Advisory
New York
$1.6M +$251K +7,488 +19%
ATC
12
Argent Trust Co
Tennessee
$1.41M -$211K -6,309 -13%
CIA
13
Cape Investment Advisory
Georgia
$1.36M +$1.37M +40,871 New
FAM
14
Frontier Asset Management
Wyoming
$583K +$88.6K +2,642 +18%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$444K +$86.2K +2,571 +24%
NFG
16
Nations Financial Group
Iowa
$409K -$50.3K -1,500 -11%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$375K -$141K -4,200 -27%
HWM
18
HB Wealth Management
Georgia
$362K +$3.15K +94 +0.9%
SMA
19
Sage Mountain Advisors
Georgia
$343K
BFEC
20
Benjamin F. Edwards & Company
Missouri
$342K -$134K -3,990 -28%
Osaic Holdings
21
Osaic Holdings
Arizona
$26.7K
ASN
22
Advisory Services Network
Georgia
$3K +$3.02K +90 New
AFA
23
Arlington Financial Advisors
California
-$282K -8,869 Closed