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Ballast Small/Mid Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CPC
1
Consolidated Planning Corp
Georgia
$16.6M +$2.31M +67,060 +18%
HighTower Advisors
2
HighTower Advisors
Illinois
$13.2M +$799K +23,238 +7%
Stifel Financial
3
Stifel Financial
Missouri
$8.81M +$226K +6,565 +3%
HW
4
Hedeker Wealth
Illinois
$5.54M -$1.45M -42,157 -22%
LIG
5
Lokken Investment Group
Delaware
$4.68M +$240K +6,977 +6%
Rockefeller Capital Management
6
Rockefeller Capital Management
New York
$3.83M +$692K +20,130 +24%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$3.56M +$13.6K +397 +0.4%
RJA
8
Raymond James & Associates
Florida
$3.51M +$179K +5,202 +6%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$3.4M -$603K -17,552 -16%
SPIA
10
Steward Partners Investment Advisory
New York
$3.27M +$478K +13,899 +19%
FCCM
11
First City Capital Management
Georgia
$2.92M +$589K +17,140 +28%
TNB
12
Thomasville National Bank
Georgia
$2.53M +$61.1K +1,778 +3%
WCG
13
Weaver Consulting Group
California
$2.06M -$86.5K -2,517 -4%
USCWA
14
U.S. Capital Wealth Advisors
Texas
$2M +$707K +20,581 +61%
CIA
15
Cape Investment Advisory
Georgia
$1.8M +$286K +8,324 +21%
RPG
16
Resource Planning Group
Georgia
$1.71M -$615K -17,892 -28%
Mercer Global Advisors
17
Mercer Global Advisors
Colorado
$1.68M -$615K -17,892 -28%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$969K +$74.2K +2,158 +9%
FAM
19
Frontier Asset Management
Wyoming
$930K +$24.9K +724 +3%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$907K +$609K +17,710 +261%
ATC
21
Argent Trust Co
Tennessee
$838K -$165K -4,800 -17%
TI
22
Tidal Investments
Wisconsin
$766K -$345K -10,048 -33%
NFG
23
Nations Financial Group
Iowa
$415K
HWM
24
HB Wealth Management
Georgia
$401K
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$399K +$371K +10,784 New