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MidCap Financial Investment
MFIC

217 hedge funds and large institutions have $804M invested in MidCap Financial Investment in 2014 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 69 increasing their positions, 69 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 69

7% less funds holding

Funds holding: 234 → 217 (-17)

17% less funds holding in top 10

Funds holding in top 10: 6 → 5 (-1)

18% less capital invested

Capital invested by funds: $986M → $804M (-$182M)

19% less call options, than puts

Call options by funds: $2.02M | Put options by funds: $2.5M

41% less first-time investments, than exits

New positions opened: 22 | Existing positions closed: 37

Holders
217
Holders Change
-17
Holders Change %
-7.26%
% of All Funds
6.3%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.15%
New
22
Increased
69
Reduced
69
Closed
37
Calls
$2.02M
Puts
$2.5M
Net Calls
-$483K
Net Calls Change
+$1.61M

Top Buyers

Rank Fund Capital Flow
1
AAMU
Amundi Asset Management US
Massachusetts
+$19M
2
TIM
Thornburg Investment Management
New Mexico
+$9.41M
3
AAM
Advisors Asset Management
Colorado
+$5.12M
4
California Public Employees Retirement System
California Public Employees Retirement System
California
+$4.99M
5
PWM
Patriot Wealth Management
Texas
+$4.58M

Top Sellers

Rank Fund Capital Flow
1
Allianz Asset Management
Allianz Asset Management
Germany
-$26.4M
2
Northern Trust
Northern Trust
Illinois
-$17.9M
3
BC
Balestra Capital
New York
-$14M
4
Deutsche Bank
Deutsche Bank
Germany
-$13.4M
5
CS
Credit Suisse
Switzerland
-$11.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
SSG
151
Summit Securities Group
New York
$123K +$98.4K +3,800 +308%
US Bancorp
152
US Bancorp
Minnesota
$122K +$29.4K +1,134 +30%
BOH
153
Bank of Hawaii
Hawaii
$121K – – –
Verition Fund Management
154
Verition Fund Management
Connecticut
$119K -$40.1K -1,546 -24%
TAM
155
Tocqueville Asset Management
New York
$114K – – –
Bank of New York Mellon
156
Bank of New York Mellon
New York
$112K -$94.6K -3,653 -44%
FCCM
157
First City Capital Management
Georgia
$111K – – –
COI
158
Connable Office Inc
Michigan
$109K -$31.3K -1,210 -21%
DAS
159
Dynamic Advisor Solutions
Arizona
$107K +$114K +4,384 New
NPC
160
National Planning Corporation
California
$103K -$279K -10,771 -72%
IIA
161
IPG Investment Advisors
California
$100K +$106K +4,092 New
RCM
162
Rotella Capital Management
Washington
$100K +$1.74K +67 +2%
SCM
163
Southport Capital Management
Tennessee
$100K +$106K +4,097 New
WSTAM
164
Wilbanks Smith & Thomas Asset Management
Virginia
$98K -$10.2K -392 -9%
BAM
165
Burnham Asset Management
New York
$98K – – –
PI
166
PineBridge Investments
New York
$98K – – –
HCM
167
Hollencrest Capital Management
California
$97K -$10.8K -416 -9%
CAS
168
CTC Alternative Strategies
Illinois
$96.4K -$350K -13,500 -77%
MWR
169
McAdams Wright Ragen
Washington
$95K +$101K +3,900 New
CCB
170
Cutter & Co Brokerage
Missouri
$94K +$311 +12 +0.3%
WG
171
Winton Group
United Kingdom
$93K -$144K -5,545 -59%
Sumitomo Mitsui Trust Group
172
Sumitomo Mitsui Trust Group
Japan
$89K – – –
WRM
173
Westport Resources Management
Connecticut
$89K – – –
GC
174
Garde Capital
Washington
$88K – – –
TH
175
Timber Hill
Connecticut
$88K +$93.3K +3,600 New
5 6
7
8 9

MFIC Hedge Fund Activity: Q3 2014 in Review

217 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2014, worth a combined $804M — down 18% from $986M a quarter earlier.

Sellers outnumbered buyers: 37 funds closed out of MFIC and 22 opened new positions — a net loss of 15 holders — while 69 trimmed existing stakes and 69 added.

The largest buyer was Amundi Asset Management US, adding an estimated $19M. The largest seller was Allianz Asset Management, cutting an estimated $26.4M.

  • 217 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2014, down from 234 in Q2 2014.
  • Funds reported $804M of MidCap Financial Investment stock for Q3 2014, down 18% quarter-over-quarter.
  • 22 funds opened new MidCap Financial Investment positions in Q3 2014 and 37 closed out, a net change of -15 holders.
  • The largest MidCap Financial Investment buyer in Q3 2014 was Amundi Asset Management US, an estimated $19M added.
  • The largest MidCap Financial Investment seller in Q3 2014 was Allianz Asset Management, an estimated $26.4M sold.

Based on aggregated 13F filings for Q3 2014.