Tocqueville Asset Management’s MidCap Financial Investment MFIC Stock Holding History

Tocqueville Asset Management’s Portfolio MFIC Stock Details MFIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-3,750	Closed	-$65K	–	832
2016 Q3	$65K	Hold	3,750	–	–	﹤0.01%	810
2016 Q2	$62K	Hold	3,750	–	–	﹤0.01%	822
2016 Q1	$62K	Sell	3,750 -1,167	-24%	-$18K	﹤0.01%	841
2015 Q4	$77K	Buy	4,917 +84	+2%	+$1.44K	﹤0.01%	886
2015 Q3	$79K	Sell	4,833 -116	-2%	-$2.29K	﹤0.01%	931
2015 Q2	$105K	Hold	4,949	–	–	﹤0.01%	953
2015 Q1	$114K	Buy	4,949 +199	+4%	+$4.49K	﹤0.01%	918
2014 Q4	$106K	Buy	4,750 +83	+2%	+$1.99K	﹤0.01%	923
2014 Q3	$114K	Hold	4,667	–	–	﹤0.01%	846
2014 Q2	$121K	Hold	4,667	–	–	﹤0.01%	1110
2014 Q1	$116K	Buy	4,667 +334	+8%	+$8.62K	﹤0.01%	908
2013 Q4	$110K	Hold	4,333	–	–	﹤0.01%	917
2013 Q3	$106K	Hold	4,333	–	–	﹤0.01%	904
2013 Q2	$101K	Buy	+4,333	New	+$108K	﹤0.01%	901

Other funds holding MFIC

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

AMH

Apollo Management Holdings New York $7.6B AUM 23.97% 1-Year Est. Return

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Tocqueville Asset Management's MFIC Position: Q4 2016 in Review

Tocqueville Asset Management sold out of MidCap Financial Investment (MFIC) in Q4 2016, closing a stake of 3,750 shares — an estimated $65K sold.

Tocqueville Asset Management first reported a position in MFIC in Q2 2013 and held it in 14 quarters. The position peaked at $121K in Q2 2014. 209 funds tracked by Wall St. Rank hold MFIC as of Q4 2016.

Tocqueville Asset Management reported no remaining MidCap Financial Investment position as of Q4 2016 after selling out during the quarter.
Tocqueville Asset Management sold 3,750 MidCap Financial Investment shares in Q4 2016, an estimated $65K.
Tocqueville Asset Management first reported a position in MidCap Financial Investment in Q2 2013 and held it in 14 quarters.
Tocqueville Asset Management's MidCap Financial Investment position peaked at $121K in Q2 2014.
209 funds tracked by Wall St. Rank held MidCap Financial Investment as of Q4 2016.

Based on Tocqueville Asset Management's 13F filing for Q4 2016, filed 30 Jan 2017.