National Planning Corporation’s MidCap Financial Investment MFIC Stock Holding History

National Planning Corporation’s Portfolio MFIC Stock Details MFIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-5,648	Closed	-$133K	–	666
2015 Q1	$133K	Buy	5,648 +1,381	+32%	+$31.1K	0.01%	615
2014 Q4	$92.4K	Buy	4,267 +134	+3%	+$3.21K	0.01%	966
2014 Q3	$103K	Sell	4,133 -10,771	-72%	-$279K	0.01%	721
2014 Q2	$385K	Sell	14,904 -75	-0.5%	-$1.85K	0.03%	497
2014 Q1	$377K	Buy	14,979 +150	+1%	+$3.87K	0.03%	469
2013 Q4	$367K	Buy	14,829 +373	+3%	+$9.59K	0.03%	465
2013 Q3	$351K	Buy	14,456 +900	+7%	+$21.9K	0.03%	444
2013 Q2	$321K	Buy	+13,556	New	+$338K	0.04%	375

Other funds holding MFIC

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

National Planning Corporation's MFIC Position: Q2 2015 in Review

National Planning Corporation sold out of MidCap Financial Investment (MFIC) in Q2 2015, closing a stake of 5,648 shares — an estimated $133K sold.

National Planning Corporation first reported a position in MFIC in Q2 2013 and held it in 8 quarters. The position peaked at $385K in Q2 2014. 204 funds tracked by Wall St. Rank hold MFIC as of Q2 2015.

National Planning Corporation reported no remaining MidCap Financial Investment position as of Q2 2015 after selling out during the quarter.
National Planning Corporation sold 5,648 MidCap Financial Investment shares in Q2 2015, an estimated $133K.
National Planning Corporation first reported a position in MidCap Financial Investment in Q2 2013 and held it in 8 quarters.
National Planning Corporation's MidCap Financial Investment position peaked at $385K in Q2 2014.
204 funds tracked by Wall St. Rank held MidCap Financial Investment as of Q2 2015.

Based on National Planning Corporation's 13F filing for Q2 2015, filed 14 Aug 2015.