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MidCap Financial Investment
MFIC

215 hedge funds and large institutions have $995M invested in MidCap Financial Investment in 2013 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 86 increasing their positions, 66 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more call options, than puts

Call options by funds: $6.21M | Put options by funds: $2.14M

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

30% more repeat investments, than reductions

Existing positions increased: 86 | Existing positions reduced: 66

25% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 20

4% more capital invested

Capital invested by funds: $955M → $995M (+$39.8M)

0% more funds holding

Funds holding: 214 → 215 (+1)

Holders
215
Holders Change
+1
Holders Change %
+0.47%
% of All Funds
6.97%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
25
Increased
86
Reduced
66
Closed
20
Calls
$6.21M
Puts
$2.14M
Net Calls
+$4.08M
Net Calls Change
+$4.12M

Top Buyers

Rank Fund Capital Flow
1
Allianz Asset Management
Allianz Asset Management
Germany
+$22.3M
2
TA
Teachers Advisors
New York
+$15.8M
3
BC
Balestra Capital
New York
+$10.6M
4
U
UBS
Switzerland
+$6.45M
5
BFA
BlackRock Fund Advisors
California
+$6.14M

Top Sellers

Rank Fund Capital Flow
1
Barclays
Barclays
United Kingdom
-$24.4M
2
PRCM
Pine River Capital Management
Minnesota
-$6.63M
3
PAM
Panagora Asset Management
Massachusetts
-$6.24M
4
Citigroup
Citigroup
New York
-$5.72M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$5.28M
Name Holding Trade Value Shares
Change 		Change in
Stake
DC
151
Deere & Company
Illinois
$200K -$168K -6,930 -46%
SCM
152
Shelton Capital Management
Colorado
$181K – – –
BlackRock
153
BlackRock
New York
$174K +$6.41K +264 +4%
LW
154
Linscomb Wealth
Texas
$171K – – –
T
155
TradeWorx
New Jersey
$160K +$159K +6,534 New
D.E. Shaw & Co
156
D.E. Shaw & Co
New York
$152K -$1.21M -49,733 -89%
SCCM
157
Schafer Cullen Capital Management
New York
$146K – – –
Thrivent Financial for Lutherans
158
Thrivent Financial for Lutherans
Minnesota
$142K +$8.89K +366 +7%
WFM
159
Wilmington Funds Management
Delaware
$137K – – –
GCP
160
GSA Capital Partners
United Kingdom
$131K -$42.9K -1,766 -25%
PGH
161
Partners Group Holding
Switzerland
$131K +$24.3K +1,000 +23%
SO
162
STRS Ohio
Ohio
$130K -$22.7K -934 -15%
QIM
163
Quantitative Investment Management
Virginia
$127K +$127K +5,233 New
WSTAM
164
Wilbanks Smith & Thomas Asset Management
Virginia
$124K -$60.1K -2,476 -33%
BP
165
BBR Partners
New York
$122K +$121K +5,000 New
FCCM
166
First City Capital Management
Georgia
$121K – – –
US Bancorp
167
US Bancorp
Minnesota
$113K +$6.34K +261 +6%
CCB
168
Cutter & Co Brokerage
Missouri
$110K +$110K +4,517 New
LTFS
169
Ladenburg Thalmann Financial Services
Florida
$109K -$125K -5,131 -54%
NCCM
170
Nine Chapters Capital Management
New Jersey
$106K -$347K -14,300 -77%
TAM
171
Tocqueville Asset Management
New York
$106K – – –
TRCT
172
Tower Research Capital (TRC)
New York
$101K +$100K +4,131 New
WAM
173
World Asset Management
Michigan
$98K +$850 +35 +0.9%
DC
174
Davenport & Co
Virginia
$94.8K – – –
GA
175
Geneva Advisors
Illinois
$86K – – –
5 6
7
8 9

MFIC Hedge Fund Activity: Q3 2013 in Review

215 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2013, worth a combined $995M — up 4.2% from $955M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new MFIC positions and 20 closed out — a net gain of 5 holders — while 86 added to existing stakes and 66 trimmed.

The largest buyer was Allianz Asset Management, adding an estimated $22.3M. The largest seller was Barclays, cutting an estimated $24.4M.

  • 215 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2013, up from 214 in Q2 2013.
  • Funds reported $995M of MidCap Financial Investment stock for Q3 2013, up 4.2% quarter-over-quarter.
  • 25 funds opened new MidCap Financial Investment positions in Q3 2013 and 20 closed out, a net change of +5 holders.
  • The largest MidCap Financial Investment buyer in Q3 2013 was Allianz Asset Management, an estimated $22.3M added.
  • The largest MidCap Financial Investment seller in Q3 2013 was Barclays, an estimated $24.4M sold.

Based on aggregated 13F filings for Q3 2013.