Nine Chapters Capital Management’s MidCap Financial Investment MFIC Stock Holding History

Nine Chapters Capital Management’s Portfolio MFIC Stock Details MFIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-8,367	Closed	-$147K	–	275
2016 Q4	$147K	Buy	+8,367	New	+$150K	0.25%	133
2015 Q4	–	Sell	-31,233	Closed	-$513K	–	326
2015 Q3	$513K	Buy	+31,233	New	+$618K	0.05%	558
2015 Q2	–	Sell	-57,833	Closed	-$1.33M	–	1074
2015 Q1	$1.33M	Sell	57,833 -35,400	-38%	-$798K	0.11%	268
2014 Q4	$2.08M	Sell	93,233 -48,700	-34%	-$1.17M	0.18%	151
2014 Q3	$3.48M	Buy	141,933 +36,366	+34%	+$942K	0.31%	68
2014 Q2	$2.73M	Buy	105,567 +68,234	+183%	+$1.68M	0.22%	119
2014 Q1	$931K	Buy	37,333 +29,733	+391%	+$767K	0.11%	280
2013 Q4	$193K	Buy	7,600 +3,267	+75%	+$84K	0.02%	719
2013 Q3	$106K	Sell	4,333 -14,300	-77%	-$347K	0.01%	692
2013 Q2	$433K	Buy	+18,633	New	+$465K	0.07%	375

Other funds holding MFIC

TIM

Thornburg Investment Management Santa Fe, New Mexico $10.5B AUM 30.38% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

AMH

Apollo Management Holdings New York $8.94B AUM 120.19% 1-Year Est. Return

Fuller & Thaler Asset Management San Mateo, California $36.7B AUM 74.15% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Nine Chapters Capital Management's MFIC Position: Q1 2017 in Review

Nine Chapters Capital Management sold out of MidCap Financial Investment (MFIC) in Q1 2017, closing a stake of 8,367 shares — an estimated $147K sold.

Nine Chapters Capital Management first reported a position in MFIC in Q2 2013 and held it in 10 quarters. The position peaked at $3.48M in Q3 2014. 189 funds tracked by Wall St. Rank hold MFIC as of Q1 2017.

Nine Chapters Capital Management reported no remaining MidCap Financial Investment position as of Q1 2017 after selling out during the quarter.
Nine Chapters Capital Management sold 8,367 MidCap Financial Investment shares in Q1 2017, an estimated $147K.
Nine Chapters Capital Management first reported a position in MidCap Financial Investment in Q2 2013 and held it in 10 quarters.
Nine Chapters Capital Management's MidCap Financial Investment position peaked at $3.48M in Q3 2014.
189 funds tracked by Wall St. Rank held MidCap Financial Investment as of Q1 2017.

Based on Nine Chapters Capital Management's 13F filing for Q1 2017, filed 8 May 2017.