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State Street SPDR S&P MIDCAP 400 ETF Trust

507 hedge funds and large institutions have $7.96B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2014 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 153 increasing their positions, 200 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 37

0% less funds holding

Funds holding: 509507 (-2)

8% less call options, than puts

Call options by funds: $713M | Put options by funds: $773M

4.03% less ownership

Funds ownership: 60.56%56.53% (-4%)

11% less funds holding in top 10

Funds holding in top 10: 7062 (-8)

16% less capital invested

Capital invested by funds: $9.44B → $7.96B (-$1.47B)

24% less repeat investments, than reductions

Existing positions increased: 153 | Existing positions reduced: 200

Holders
507
Holders Change
-2
Holders Change %
-0.39%
% of All Funds
14.71%
Holding in Top 10
62
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-11.43%
% of All Funds
1.8%
New
40
Increased
153
Reduced
200
Closed
37
Calls
$713M
Puts
$773M
Net Calls
-$60.2M
Net Calls Change
+$260M
Name Holding Trade Value Shares
Change
Change in
Stake
CCMH
101
Cornerstone Capital Management Holdings
New York
$10.5M +$1.49M +5,793 +16%
RIL
102
Rothschild Investment LLC
Illinois
$10.1M -$5.13K -20 -0%
GG
103
Gofen & Glossberg
Illinois
$9.89M +$14.9K +58 +0.1%
M
104
MOTCO
Texas
$9.79M -$193K -751 -2%
CFMC
105
Curbstone Financial Management Corp
New Hampshire
$9.71M -$978K -3,810 -9%
RIG
106
Renaissance Investment Group
Massachusetts
$9.28M -$249K -971 -3%
FA
107
FDx Advisors
Illinois
$9.13M -$22.7M -88,606 -71%
BPBT
108
Boston Private Bank & Trust
Massachusetts
$8.97M +$133K +518 +1%
PWLP
109
Prio Wealth Limited Partnership
Massachusetts
$8.7M -$44.9K -175 -0.5%
Northwestern Mutual Wealth Management
110
Northwestern Mutual Wealth Management
Wisconsin
$8.58M -$15.2M -59,282 -63%
CCT
111
Country Club Trust
Missouri
$8.52M +$15.1K +59 +0.2%
BNP Paribas Financial Markets
112
BNP Paribas Financial Markets
France
$8.34M +$114K +444 +1%
PAG
113
Private Advisor Group
New Jersey
$8.08M +$2.59M +10,078 +45%
DSN
114
D. Scott Neal
Kentucky
$7.92M -$3.9M -15,200 -32%
MIAN
115
Mariner Independent Advisor Network
Kansas
$7.77M -$164K -638 -2%
PAI
116
Pittenger & Anderson Inc
Nebraska
$7.71M -$1.49M -5,810 -16%
SJIM
117
St. Johns Investment Management
Florida
$7.63M -$100K -390 -1%
JIC
118
Johnson Investment Counsel
Ohio
$7.51M -$178K -695 -2%
QAM
119
QCI Asset Management
New York
$7.29M -$618K -2,407 -8%
SHGA
120
Sand Hill Global Advisors
California
$7.28M -$120K -469 -2%
EWM
121
Evercore Wealth Management
New York
$7.16M +$2.57K +10 +0%
EVM
122
Evelyn V. Moreno
$7.02M -$42.3K -165 -0.6%
ABC
123
Associated Banc-Corp
Wisconsin
$6.97M +$350K +1,365 +5%
CTC
124
Central Trust Company
Missouri
$6.91M -$174K -677 -2%
ATC
125
Adirondack Trust Company
New York
$6.74M -$70.6K -275 -1%

MDY Hedge Fund Activity: Q3 2014 in Review

507 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2014, worth a combined $7.96B — down 16% from $9.44B a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new MDY positions and 37 closed out — a net gain of 3 holders — while 153 added to existing stakes and 200 trimmed.

The largest buyer was Deutsche Bank, adding an estimated $275M. The largest seller was Stadion Money Management, exiting entirely with an estimated $232M sold.

  • 507 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2014, down from 509 in Q2 2014.
  • Funds reported $7.96B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2014, down 16% quarter-over-quarter.
  • 40 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2014 and 37 closed out, a net change of +3 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2014 was Deutsche Bank, an estimated $275M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2014 was Stadion Money Management, an estimated $232M sold.

Based on aggregated 13F filings for Q3 2014.