Mariner Independent Advisor Network’s State Street SPDR S&P MIDCAP 400 ETF Trust MDY Stock Holding History

Mariner Independent Advisor Network’s Portfolio MDY Stock Details MDY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-8,537	Closed	-$2.25M	–	133
2014 Q4	$2.25M	Sell	8,537 -22,618	-73%	-$5.79M	1.04%	22
2014 Q3	$7.77M	Sell	31,155 -638	-2%	-$164K	4.06%	6
2014 Q2	$8.23M	Buy	+31,793	New	+$7.96M	4.05%	4

Other funds holding MDY

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Veritable Wilmington, Delaware $6.46B AUM 17.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $91.6B AUM 29.2% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

KPAG

KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Mariner Independent Advisor Network's MDY Position: Q1 2015 in Review

Mariner Independent Advisor Network sold out of State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) in Q1 2015, closing a stake of 8,537 shares — an estimated $2.25M sold.

Mariner Independent Advisor Network first reported a position in MDY in Q2 2014 and held it in 3 quarters. The position peaked at $8.23M in Q2 2014. 580 funds tracked by Wall St. Rank hold MDY as of Q1 2015.

Mariner Independent Advisor Network reported no remaining State Street SPDR S&P MIDCAP 400 ETF Trust position as of Q1 2015 after selling out during the quarter.
Mariner Independent Advisor Network sold 8,537 State Street SPDR S&P MIDCAP 400 ETF Trust shares in Q1 2015, an estimated $2.25M.
Mariner Independent Advisor Network first reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust in Q2 2014 and held it in 3 quarters.
Mariner Independent Advisor Network's State Street SPDR S&P MIDCAP 400 ETF Trust position peaked at $8.23M in Q2 2014.
580 funds tracked by Wall St. Rank held State Street SPDR S&P MIDCAP 400 ETF Trust as of Q1 2015.

Based on Mariner Independent Advisor Network's 13F filing for Q1 2015, filed 15 May 2015.