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State Street SPDR S&P MIDCAP 400 ETF Trust

695 hedge funds and large institutions have $10.9B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2017 Q1 according to their latest regulatory filings, with 59 funds opening new positions, 222 increasing their positions, 269 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 43

26% more call options, than puts

Call options by funds: $570M | Put options by funds: $452M

2% more funds holding

Funds holding: 684695 (+11)

0% more capital invested

Capital invested by funds: $10.9B → $10.9B (+$16.6M)

2.94% less ownership

Funds ownership: 57.93%54.98% (-2.9%)

5% less funds holding in top 10

Funds holding in top 10: 110104 (-6)

17% less repeat investments, than reductions

Existing positions increased: 222 | Existing positions reduced: 269

Holders
695
Holders Change
+11
Holders Change %
+1.61%
% of All Funds
17.3%
Holding in Top 10
104
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-5.45%
% of All Funds
2.59%
New
59
Increased
222
Reduced
269
Closed
43
Calls
$570M
Puts
$452M
Net Calls
+$117M
Net Calls Change
-$90.1M
Name Holding Trade Value Shares
Change
Change in
Stake
AssetMark Inc
76
AssetMark Inc
California
$24.1M -$135K -435 -0.6%
Cambridge Investment Research Advisors
77
Cambridge Investment Research Advisors
Iowa
$23.9M +$4.43M +14,284 +23%
SIAS
78
Shine Investment Advisory Services
Colorado
$23.9M +$2.91M +9,381 +14%
FAG
79
Financial Advisory Group
Texas
$23.5M +$192K +619 +0.8%
NPC
80
National Planning Corporation
California
$23.5M -$2.92M -9,425 -11%
HC
81
Henshaw Capital
Massachusetts
$23.4M
CONA
82
Capital One National Association
New York
$22.8M -$1.32M -4,269 -6%
CCMH
83
Cornerstone Capital Management Holdings
New York
$22.5M -$3.51M -11,312 -14%
COPPSERS
84
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$22.3M +$7.53M +24,256 +51%
WF
85
Welch & Forbes
Massachusetts
$22.3M +$483K +1,556 +2%
FCI
86
Financial Counselors Inc
Kansas
$22.1M -$992K -3,198 -4%
EVM
87
Evelyn V. Moreno
$21.9M +$3.22M +10,365 +17%
CDH
88
Charles D. Hyman
$21.7M +$1.06M +3,410 +5%
SB
89
Suntrust Banks
Georgia
$21.4M +$3.15M +10,163 +17%
1SB
90
1ST Source Bank
Indiana
$21M +$1.16M +3,734 +6%
KWMG
91
King Wealth Management Group
Florida
$20.8M -$299K -962 -1%
SMC
92
Smith, Moore & Co
Missouri
$20.7M +$330K +1,063 +2%
SFP
93
Shepherd Financial Partners
Massachusetts
$20.4M +$2.38M +7,655 +13%
LWM
94
LBA Wealth Management
Florida
$20.1M -$646K -2,080 -3%
WT
95
Washington Trust
Rhode Island
$19.6M +$2.68M +8,638 +16%
CA
96
Clearstead Advisors
Ohio
$19.2M +$2.17M +6,990 +13%
LA
97
Legacy Advisors
Pennsylvania
$19.1M -$35.5M -114,262 -65%
PWM
98
Patriot Wealth Management
Texas
$19M +$103K +331 +0.5%
PPA
99
Parametric Portfolio Associates
Washington
$18.7M +$365K +1,177 +2%
CWM
100
Confluence Wealth Management
Oregon
$18.3M +$379K +1,220 +2%

MDY Hedge Fund Activity: Q1 2017 in Review

695 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q1 2017, worth a combined $10.9B — up 0.15% from $10.9B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new MDY positions and 43 closed out — a net gain of 16 holders — while 222 added to existing stakes and 269 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $88.6M. The largest seller was Citigroup, cutting an estimated $407M.

  • 695 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q1 2017, up from 684 in Q4 2016.
  • Funds reported $10.9B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q1 2017, up 0.15% quarter-over-quarter.
  • 59 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q1 2017 and 43 closed out, a net change of +16 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q1 2017 was Royal Bank of Canada, an estimated $88.6M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q1 2017 was Citigroup, an estimated $407M sold.

Based on aggregated 13F filings for Q1 2017.