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State Street SPDR S&P MIDCAP 400 ETF Trust

614 hedge funds and large institutions have $9.5B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2016 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 189 increasing their positions, 228 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more call options, than puts

Call options by funds: $969M | Put options by funds: $534M

77% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 30

2% more funds holding

Funds holding: 600614 (+14)

4% more capital invested

Capital invested by funds: $9.1B → $9.5B (+$399M)

1% less funds holding in top 10

Funds holding in top 10: 9089 (-1)

3.67% less ownership

Funds ownership: 58.49%54.82% (-3.7%)

17% less repeat investments, than reductions

Existing positions increased: 189 | Existing positions reduced: 228

Holders
614
Holders Change
+14
Holders Change %
+2.33%
% of All Funds
16.38%
Holding in Top 10
89
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.11%
% of All Funds
2.37%
New
53
Increased
189
Reduced
228
Closed
30
Calls
$969M
Puts
$534M
Net Calls
+$434M
Net Calls Change
-$200M
Name Holding Trade Value Shares
Change
Change in
Stake
CCMH
51
Cornerstone Capital Management Holdings
New York
$24.7M +$8.75M +31,064 +55%
CFA
52
Capstone Financial Advisors
Illinois
$24.5M -$139K -494 -0.6%
Cambridge Investment Research Advisors
53
Cambridge Investment Research Advisors
Iowa
$24.4M +$3.07M +10,900 +14%
AssetMark Inc
54
AssetMark Inc
California
$24M -$519K -1,842 -2%
ABFS
55
Appropriate Balance Financial Services
Washington
$22.7M -$754K -2,677 -3%
HNB
56
Huntington National Bank
Ohio
$22.5M +$297K +1,055 New
CONA
57
Capital One National Association
New York
$22.3M -$2.87M -10,192 -11%
FA
58
FDx Advisors
Illinois
$22.2M +$4.02M +14,271 +22%
VFA
59
Voya Financial Advisors
Connecticut
$21.6M +$3.83M +13,606 +21%
Ameriprise
60
Ameriprise
Minnesota
$21.5M +$3.54M +12,554 +20%
FNBT
61
FineMark National Bank & Trust
Florida
$21.2M +$19.9M +70,486 +116%
FAG
62
Financial Advisory Group
Texas
$21.2M -$517K -1,834 -2%
HC
63
Henshaw Capital
Massachusetts
$21.1M
Envestnet Asset Management
64
Envestnet Asset Management
Illinois
$20.2M +$638K +2,264 +3%
GCM
65
Gladius Capital Management
Illinois
$19.8M
LWM
66
LBA Wealth Management
Florida
$19.4M -$103K -366 -0.5%
WF
67
Welch & Forbes
Massachusetts
$19.4M +$160K +569 +0.8%
NPC
68
National Planning Corporation
California
$19.3M -$22.4M -79,546 -53%
KWMG
69
King Wealth Management Group
Florida
$19.2M -$136K -482 -0.7%
CCP
70
Corient Capital Partners
California
$19M +$19M +67,468 New
CDH
71
Charles D. Hyman
$18.8M +$8.45K +30 +0%
SIAS
72
Shine Investment Advisory Services
Colorado
$18.6M +$1.75M +6,212 +10%
MA
73
MUFG Americas
New York
$18.5M -$631K -2,239 -3%
QIM
74
Quantitative Investment Management
Virginia
$18.4M +$18.4M +65,300 New
ECM
75
Exchange Capital Management
Michigan
$18.1M +$317K +1,125 +2%

MDY Hedge Fund Activity: Q3 2016 in Review

614 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2016, worth a combined $9.5B — up 4.4% from $9.1B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new MDY positions and 30 closed out — a net gain of 23 holders — while 189 added to existing stakes and 228 trimmed.

The largest buyer was Citigroup, adding an estimated $485M. The largest seller was Squarepoint, cutting an estimated $228M.

  • 614 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2016, up from 600 in Q2 2016.
  • Funds reported $9.5B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2016, up 4.4% quarter-over-quarter.
  • 53 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2016 and 30 closed out, a net change of +23 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2016 was Citigroup, an estimated $485M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2016 was Squarepoint, an estimated $228M sold.

Based on aggregated 13F filings for Q3 2016.