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State Street SPDR S&P MIDCAP 400 ETF Trust

614 hedge funds and large institutions have $9.5B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2016 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 189 increasing their positions, 228 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more call options, than puts

Call options by funds: $969M | Put options by funds: $534M

77% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 30

2% more funds holding

Funds holding: 600614 (+14)

4% more capital invested

Capital invested by funds: $9.1B → $9.5B (+$399M)

1% less funds holding in top 10

Funds holding in top 10: 9089 (-1)

3.67% less ownership

Funds ownership: 58.49%54.82% (-3.7%)

17% less repeat investments, than reductions

Existing positions increased: 189 | Existing positions reduced: 228

Holders
614
Holders Change
+14
Holders Change %
+2.33%
% of All Funds
16.38%
Holding in Top 10
89
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.11%
% of All Funds
2.37%
New
53
Increased
189
Reduced
228
Closed
30
Calls
$969M
Puts
$534M
Net Calls
+$434M
Net Calls Change
-$200M
Name Holding Trade Value Shares
Change
Change in
Stake
EAM
426
Evanson Asset Management
California
$429K +$282 +1 +0.1%
WPC
427
Waters Parkerson & Co
Louisiana
$424K -$38K -135 -8%
BIM
428
Bridgecreek Investment Management
Oklahoma
$423K
FNBSF
429
First National Bank Sioux Falls
South Dakota
$423K
JIR
430
James Investment Research
Ohio
$423K
OC
431
Oarsman Capital
Wisconsin
$422K
KCM
432
Kanawha Capital Management
Virginia
$421K
PV
433
Private Vista
Illinois
$418K -$19.7K -70 -4%
WA
434
Wealth Architects
California
$415K -$22.5K -80 -5%
DP
435
Dearborn Partners
Illinois
$409K
WSFS
436
Wilmington Savings Fund Society
Delaware
$407K
FC
437
FCA Corp
Texas
$402K
Charles Schwab
438
Charles Schwab
California
$396K -$732K -2,600 -65%
TI
439
Truepoint Inc
Ohio
$395K +$113K +400 +40%
CG
440
Colony Group
Massachusetts
$393K +$392K +1,392 New
EFS
441
Essex Financial Services
Connecticut
$391K
JWA
442
JFS Wealth Advisors
Pennsylvania
$391K
SI
443
Shaker Investments
Ohio
$389K +$1.13K +4 +0.3%
IIC
444
Integrated Investment Consultants
Michigan
$387K
NPA
445
Nichols & Pratt Advisers
Massachusetts
$385K
OMC
446
Overbrook Management Corp
New York
$379K -$11.3K -40 -3%
CL
447
CPWM LLC
Washington
$379K +$21.1K +75 +6%
EDRH
448
Edmond de Rothschild Holding
Switzerland
$374K +$22.5K +80 +6%
JIC
449
Joel Isaacson & Co
New York
$373K
BPC
450
Banque Pictet & Cie
Switzerland
$373K +$372K +1,320 New

MDY Hedge Fund Activity: Q3 2016 in Review

614 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2016, worth a combined $9.5B — up 4.4% from $9.1B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new MDY positions and 30 closed out — a net gain of 23 holders — while 189 added to existing stakes and 228 trimmed.

The largest buyer was Citigroup, adding an estimated $485M. The largest seller was Squarepoint, cutting an estimated $228M.

  • 614 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2016, up from 600 in Q2 2016.
  • Funds reported $9.5B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2016, up 4.4% quarter-over-quarter.
  • 53 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2016 and 30 closed out, a net change of +23 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2016 was Citigroup, an estimated $485M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2016 was Squarepoint, an estimated $228M sold.

Based on aggregated 13F filings for Q3 2016.