Charles Schwab’s State Street SPDR S&P MIDCAP 400 ETF Trust MDY Stock Holding History

Charles Schwab’s Portfolio MDY Stock Details MDY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,400	Closed	-$396K	–	3075
2016 Q3	$396K	Sell	1,400 -2,600	-65%	-$732K	﹤0.01%	2701
2016 Q2	$1.09M	Buy	4,000 +3,000	+300%	+$802K	﹤0.01%	2320
2016 Q1	$263K	Hold	1,000	–	–	﹤0.01%	2814
2015 Q4	$255K	Buy	+1,000	New	+$260K	﹤0.01%	2913
2014 Q3	–	Sell	-5,005	Closed	-$1.3M	–	3080
2014 Q2	$1.3M	Buy	+5,005	New	+$1.25M	﹤0.01%	2207
2014 Q1	–	Sell	-4,450	Closed	-$1.09M	–	3070
2013 Q4	$1.09M	Buy	+4,450	New	+$1.05M	﹤0.01%	2230
2013 Q3	–	Sell	-2,510	Closed	-$536K	–	3066
2013 Q2	$536K	Buy	+2,510	New	+$531K	﹤0.01%	2494

Other funds holding MDY

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Veritable Wilmington, Delaware $6.46B AUM 17.32% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $91.6B AUM 29.2% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

Charles Schwab's MDY Position: Q4 2016 in Review

Charles Schwab sold out of State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) in Q4 2016, closing a stake of 1,400 shares — an estimated $396K sold.

Charles Schwab first reported a position in MDY in Q2 2013 and held it in 7 quarters. The position peaked at $1.3M in Q2 2014. 684 funds tracked by Wall St. Rank hold MDY as of Q4 2016.

Charles Schwab reported no remaining State Street SPDR S&P MIDCAP 400 ETF Trust position as of Q4 2016 after selling out during the quarter.
Charles Schwab sold 1,400 State Street SPDR S&P MIDCAP 400 ETF Trust shares in Q4 2016, an estimated $396K.
Charles Schwab first reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust in Q2 2013 and held it in 7 quarters.
Charles Schwab's State Street SPDR S&P MIDCAP 400 ETF Trust position peaked at $1.3M in Q2 2014.
684 funds tracked by Wall St. Rank held State Street SPDR S&P MIDCAP 400 ETF Trust as of Q4 2016.

Based on Charles Schwab's 13F filing for Q4 2016, filed 13 Feb 2017.