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State Street SPDR S&P MIDCAP 400 ETF Trust

501 hedge funds and large institutions have $9.71B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2013 Q4 according to their latest regulatory filings, with 91 funds opening new positions, 166 increasing their positions, 154 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 91 | Existing positions closed: 26

14% more funds holding

Funds holding: 440501 (+61)

12% more funds holding in top 10

Funds holding in top 10: 6573 (+8)

8% more capital invested

Capital invested by funds: $9.01B → $9.71B (+$700M)

8% more repeat investments, than reductions

Existing positions increased: 166 | Existing positions reduced: 154

2% more call options, than puts

Call options by funds: $724M | Put options by funds: $710M

0.86% less ownership

Funds ownership: 62.84%61.97% (-0.86%)

Holders
501
Holders Change
+61
Holders Change %
+13.86%
% of All Funds
14.54%
Holding in Top 10
73
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+12.31%
% of All Funds
2.12%
New
91
Increased
166
Reduced
154
Closed
26
Calls
$724M
Puts
$710M
Net Calls
+$14.7M
Net Calls Change
+$52.8M
Name Holding Trade Value Shares
Change
Change in
Stake
KCM
401
Kanawha Capital Management
Virginia
$314K
B
402
Bailard
California
$310K -$49.2K -209 -14%
NES
403
New England Securities
New York
$310K +$13.2K +56 +5%
EFS
404
Essex Financial Services
Connecticut
$309K -$16.5K -70 -5%
RA
405
Rational Advisors
New York
$309K
MCM
406
Murphy Capital Management
New Jersey
$305K
Two Sigma Investments
407
Two Sigma Investments
New York
$296K +$286K +1,214 New
LWCFA
408
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$295K +$285K +1,210 New
BAS
409
Brown Advisory Securities
Maryland
$292K +$283K +1,203 New
MPM
410
Meritage Portfolio Management
Kansas
$290K -$941 -4 -0.3%
ESBC
411
E.S. Barr & Co
Kentucky
$284K +$4.47K +19 +2%
FAT
412
First American Trust
California
$282K
MDCM
413
Morgan Dempsey Capital Management
Wisconsin
$280K -$8.23K -35 -3%
PAM
414
Premier Asset Management
Illinois
$279K
WSFS
415
Wilmington Savings Fund Society
Delaware
$277K
PMFA
416
Plante Moran Financial Advisors
Michigan
$275K -$41.2K -175 -13%
SCM
417
Silver Capital Management
New York
$274K
BFA
418
Bragg Financial Advisors
North Carolina
$273K +$235 +1 +0.1%
BIM
419
BlackRock Investment Management
Delaware
$272K +$86.3K +367 +49%
FNT
420
First National Trust
Pennsylvania
$267K +$257K +1,092 New
HCMNY
421
Howard Capital Management (New York)
New York
$265K +$255K +1,085 New
SIM
422
Sigma Investment Management
Oregon
$263K
EVC
423
Eidelman Virant Capital
Missouri
$256K
NCM
424
Novare Capital Management
North Carolina
$255K -$5.88K -25 -2%
ST
425
Sentinel Trust
Texas
$254K +$245K +1,040 New

MDY Hedge Fund Activity: Q4 2013 in Review

501 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q4 2013, worth a combined $9.71B — up 7.8% from $9.01B a quarter earlier.

Buyers outnumbered sellers: 91 funds opened new MDY positions and 26 closed out — a net gain of 65 holders — while 166 added to existing stakes and 154 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $630M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $380M.

  • 501 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q4 2013, up from 440 in Q3 2013.
  • Funds reported $9.71B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q4 2013, up 7.8% quarter-over-quarter.
  • 91 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q4 2013 and 26 closed out, a net change of +65 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q4 2013 was Goldman Sachs, an estimated $630M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $380M sold.

Based on aggregated 13F filings for Q4 2013.