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SPDR S&P MidCap 400 ETF Trust
MDY

Overview Fund Activity

501 hedge funds and large institutions have $9.71B invested in SPDR S&P MidCap 400 ETF Trust in 2013 Q4 according to their latest regulatory filings, with 91 funds opening new positions, 166 increasing their positions, 154 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
501
Holders Change
+61
Holders Change %
+13.86%
% of All Funds
14.55%
Holding in Top 10
73
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+12.31%
% of All Funds
2.12%
New
91
Increased
166
Reduced
154
Closed
26
Calls
$724M
Puts
$710M
Net Calls
+$14.7M
Net Calls Change
+$52.8M

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$794M
2
Deutsche Bank
2
Deutsche Bank
Germany
$151M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$254M
4
GC
4
Guggenheim Capital
Illinois
$80M
5
FIM
5
Freedom Investment Management
Connecticut
$56.8M

Top Sellers

1
BNP Paribas Financial Markets
1
BNP Paribas Financial Markets
France
$16M
2
SG Americas Securities
2
SG Americas Securities
New York
$174M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$89.4M
4
VKH
4
Virtu KCG Holdings
New York
$22.8M
5
RMPT
5
Raytheon Master Pension Trust
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
NSIM
351
North Star Investment Management
Illinois
$520K – – –
PCM
352
Parsons Capital Management
Rhode Island
$519K +$732 +3 +0.1%
DIA
353
Dana Investment Advisors
Wisconsin
$506K +$21K +86 +4%
Neuberger Berman Group
354
Neuberger Berman Group
New York
$498K -$65K -266 -12%
SIC
355
Sigma Investment Counselors
Michigan
$494K -$16.8K -69 -3%
BFM
356
Boston Financial Management
Massachusetts
$494K – – –
CA
357
Capital Advantage
California
$494K +$494K +2,023 New
JIR
358
James Investment Research
Ohio
$488K – – –
BWFA
359
Baltimore-Washington Financial Advisors
Maryland
$486K -$12.2K -50 -2%
WB
360
Webster Bank
Connecticut
$471K – – –
DSC
361
Duncker Streett & Co
Missouri
$462K +$488 +2 +0.1%
CAM
362
Congress Asset Management
Massachusetts
$456K -$21.7K -89 -5%
BOH
363
Bank of Hawaii
Hawaii
$454K – – –
LJHT
364
Laurie J. Hall Trustee
$454K +$48.8K +200 +12%
BRWA
365
B. Riley Wealth Advisors
Florida
$450K -$38.4K -157 -8%
CIA
366
Capital Investment Advisors
Georgia
$447K +$447K +1,830 New
SSWM
367
Sheets Smith Wealth Management
North Carolina
$440K +$440K +1,800 New
PCMC
368
Paragon Capital Management (Colorado)
Colorado
$440K – – –
Nomura Holdings
369
Nomura Holdings
Japan
$437K +$36.4K +149 +9%
ICOA
370
Investment Centers of America
North Dakota
$425K -$46.5K -205 -10%
UAS
371
United Asset Strategies
New York
$425K +$425K +1,740 New
FHB
372
First Hawaiian Bank
Hawaii
$417K – – –
SI
373
Stephens Inc
Arkansas
$408K – – –
FC
374
FCA Corp
Texas
$404K – – –
OMC
375
Overbrook Management Corp
New York
$401K +$144K +590 +56%
13 14
15
16 17