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State Street SPDR S&P MIDCAP 400 ETF Trust

614 hedge funds and large institutions have $9.5B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2016 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 189 increasing their positions, 228 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more call options, than puts

Call options by funds: $969M | Put options by funds: $534M

77% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 30

2% more funds holding

Funds holding: 600614 (+14)

4% more capital invested

Capital invested by funds: $9.1B → $9.5B (+$399M)

1% less funds holding in top 10

Funds holding in top 10: 9089 (-1)

3.67% less ownership

Funds ownership: 58.49%54.82% (-3.7%)

17% less repeat investments, than reductions

Existing positions increased: 189 | Existing positions reduced: 228

Holders
614
Holders Change
+14
Holders Change %
+2.33%
% of All Funds
16.38%
Holding in Top 10
89
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.11%
% of All Funds
2.37%
New
53
Increased
189
Reduced
228
Closed
30
Calls
$969M
Puts
$534M
Net Calls
+$434M
Net Calls Change
-$200M
Name Holding Trade Value Shares
Change
Change in
Stake
Thrivent Financial for Lutherans
301
Thrivent Financial for Lutherans
Minnesota
$1.37M +$893K +3,170 +188%
PTB
302
Pioneer Trust Bank
Oregon
$1.35M -$19.7K -70 -1%
Chevy Chase Trust
303
Chevy Chase Trust
Maryland
$1.3M +$76.1K +270 +6%
JFGIW
304
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$1.28M -$287K -1,020 -18%
WCM
305
Wunderlich Capital Managemnt
Tennessee
$1.28M
First Manhattan
306
First Manhattan
New York
$1.24M
PAS
307
Partnervest Advisory Services
California
$1.23M -$133K -473 -10%
DIA
308
Dana Investment Advisors
Wisconsin
$1.22M +$172K +610 +16%
BUB
309
BBVA USA Bancshares
Texas
$1.19M +$30.7K +109 +3%
SIC
310
Shoker Investment Counsel
Ohio
$1.19M -$168K -596 -12%
NEPWA
311
New England Private Wealth Advisors
Massachusetts
$1.18M
AF
312
Aldebaran Financial
$1.18M +$101K +357 +9%
ST
313
Spinnaker Trust
Maine
$1.18M +$73.2K +260 +7%
BFM
314
Boston Financial Management
Massachusetts
$1.17M -$11.3K -40 -1%
UBS AM
315
UBS AM
Illinois
$1.16M -$4.5M -15,958 -79%
CA
316
Cetera Advisors
Colorado
$1.16M -$949K -3,370 -45%
PP
317
Pegasus Partners
Wisconsin
$1.13M +$33.8K +120 +3%
GWM
318
Geneos Wealth Management
Colorado
$1.11M -$497K -1,765 -31%
DY
319
Dowling & Yahnke
California
$1.11M -$33.8K -120 -3%
DWT
320
Dorsey & Whitney Trust
South Dakota
$1.1M -$96.3K -342 -8%
WAM
321
Wolverine Asset Management
Illinois
$1.1M
BG
322
Bahl & Gaynor
Ohio
$1.08M +$90.1K +320 +9%
CIM
323
Cetera Investment Management
California
$1.07M
SBH
324
Segall Bryant & Hamill
Illinois
$1.07M -$9.3K -33 -0.9%
KeyBank National Association
325
KeyBank National Association
Ohio
$1.06M +$292K +1,035 +38%

MDY Hedge Fund Activity: Q3 2016 in Review

614 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2016, worth a combined $9.5B — up 4.4% from $9.1B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new MDY positions and 30 closed out — a net gain of 23 holders — while 189 added to existing stakes and 228 trimmed.

The largest buyer was Citigroup, adding an estimated $485M. The largest seller was Squarepoint, cutting an estimated $228M.

  • 614 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2016, up from 600 in Q2 2016.
  • Funds reported $9.5B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2016, up 4.4% quarter-over-quarter.
  • 53 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2016 and 30 closed out, a net change of +23 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2016 was Citigroup, an estimated $485M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2016 was Squarepoint, an estimated $228M sold.

Based on aggregated 13F filings for Q3 2016.