We are live on ! Find out more
MAIN icon

Main Street Capital

147 hedge funds and large institutions have $479M invested in Main Street Capital in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 61 increasing their positions, 47 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 47

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

17% more funds holding in top 10

Funds holding in top 10: 67 (+1)

1% more funds holding

Funds holding: 146147 (+1)

3% less capital invested

Capital invested by funds: $494M → $479M (-$14.7M)

2.81% less ownership

Funds ownership: 29.43%26.62% (-2.8%)

23% less call options, than puts

Call options by funds: $2.06M | Put options by funds: $2.67M

Holders
147
Holders Change
+1
Holders Change %
+0.68%
% of All Funds
3.92%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.19%
New
10
Increased
61
Reduced
47
Closed
8
Calls
$2.06M
Puts
$2.67M
Net Calls
-$612K
Net Calls Change
+$3.6M
Name Holding Trade Value Shares
Change
Change in
Stake
Manulife (Manufacturers Life Insurance)
126
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$57K +$5.82K +172 +12%
GXMC
127
Global X Management Company
New York
$54K +$18.9K +558 +55%
NFG
128
Next Financial Group
Texas
$49K +$18K +531 +59%
FANJ
129
Financial Architects (New Jersey)
New Jersey
$43K +$6.76K +200 +19%
GT
130
Glenmede Trust
Pennsylvania
$36K
WP
131
WealthPLAN Partners
Nebraska
$35.4K -$34.7K -1,026 -50%
DADC
132
D.A. Davidson & Co
Montana
$35K +$17.8K +525 +105%
WT
133
Whittier Trust
California
$32K +$507 +15 +2%
FMII
134
Farmers & Merchants Investments Inc
Nebraska
$31K
PCM
135
Penserra Capital Management
California
$23K +$6.63K +196 +40%
SSB
136
Sandy Spring Bank
Maryland
$19K
BNP Paribas Financial Markets
137
BNP Paribas Financial Markets
France
$13.3K
EWM
138
Edge Wealth Management
New York
$10K -$744 -22 -7%
AF
139
Allworth Financial
California
$7K
GI
140
Gradient Investments
Minnesota
$6K
KTC
141
Kistler-Tiffany Companies
Pennsylvania
$5K
ClearBridge Investments
142
ClearBridge Investments
New York
$4K +$3.75K +111 New
SFG
143
SevenBridge Financial Group
Pennsylvania
$3K
WAM
144
Wealthspire Advisors (Maryland)
Maryland
$3K
CG
145
Cutler Group
California
$3K +$1.69K +50 +100%
HR
146
Howe & Rusling
New York
$1K -$2.43K -72 -80%
HI
147
Hudock Inc
Pennsylvania
$1K
Citadel Advisors
148
Citadel Advisors
Florida
-$1.21M -35,685 Closed
PRCM
149
Pine River Capital Management
Minnesota
-$1.11K -33,700 Closed
GCP
150
GSA Capital Partners
United Kingdom
-$910K -27,700 Closed

MAIN Hedge Fund Activity: Q3 2016 in Review

147 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2016, worth a combined $479M — down 3% from $494M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new MAIN positions and 8 closed out — a net gain of 2 holders — while 61 added to existing stakes and 47 trimmed.

The largest buyer was State of New Jersey Common Pension Fund D, adding an estimated $17.8M. The largest seller was Macquarie Group, cutting an estimated $33.9M.

  • 147 institutional investors held Main Street Capital (MAIN) as of Q3 2016, up from 146 in Q2 2016.
  • Funds reported $479M of Main Street Capital stock for Q3 2016, down 3% quarter-over-quarter.
  • 10 funds opened new Main Street Capital positions in Q3 2016 and 8 closed out, a net change of +2 holders.
  • The largest Main Street Capital buyer in Q3 2016 was State of New Jersey Common Pension Fund D, an estimated $17.8M added.
  • The largest Main Street Capital seller in Q3 2016 was Macquarie Group, an estimated $33.9M sold.

Based on aggregated 13F filings for Q3 2016.