Pine River Capital Management’s Main Street Capital MAIN Stock Holding History

Pine River Capital Management’s Portfolio MAIN Stock Details MAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-14,100	Closed	-$518K	–	264
2016 Q4	$518K	Buy	+14,100	New	+$498K	0.02%	257
2016 Q3	–	Sell	-33,700	Closed	-$1.11K	–	425
2016 Q2	$1.11K	Hold	33,700	–	–	﹤0.01%	266
2016 Q1	$1.06M	Buy	+33,700	New	+$979K	0.02%	425

Other funds holding MAIN

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Macquarie Group

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of Montreal

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

M&T Bank Buffalo, New York $29.2B AUM 22.81% 1-Year Est. Return

ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return