Penserra Capital Management’s Main Street Capital MAIN Stock Holding History

Penserra Capital Management’s Portfolio MAIN Stock Details MAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-684	Closed	-$27K	–	494
2017 Q3	$27K	Sell	684 -82	-11%	-$3.22K	0.01%	353
2017 Q2	$29K	Buy	766 +63	+9%	+$2.45K	0.01%	338
2017 Q1	$26K	Sell	703 -75	-10%	-$2.77K	﹤0.01%	370
2016 Q4	$28K	Buy	778 +86	+12%	+$3.04K	﹤0.01%	455
2016 Q3	$23K	Buy	692 +196	+40%	+$6.63K	﹤0.01%	469
2016 Q2	$16K	Hold	496	–	–	﹤0.01%	499
2016 Q1	$15K	Sell	496 -28	-5%	-$813	﹤0.01%	477
2015 Q4	$15K	Buy	+524	New	+$15.7K	﹤0.01%	447

Other funds holding MAIN

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $23.2B AUM 40.19% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

M&T Bank Buffalo, New York $34.1B AUM 29.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $823M AUM 27.48% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Penserra Capital Management's MAIN Position: Q4 2017 in Review

Penserra Capital Management sold out of Main Street Capital (MAIN) in Q4 2017, closing a stake of 684 shares — an estimated $27K sold.

Penserra Capital Management first reported a position in MAIN in Q4 2015 and held it in 8 quarters. The position peaked at $29K in Q2 2017. 204 funds tracked by Wall St. Rank hold MAIN as of Q4 2017.

Penserra Capital Management reported no remaining Main Street Capital position as of Q4 2017 after selling out during the quarter.
Penserra Capital Management sold 684 Main Street Capital shares in Q4 2017, an estimated $27K.
Penserra Capital Management first reported a position in Main Street Capital in Q4 2015 and held it in 8 quarters.
Penserra Capital Management's Main Street Capital position peaked at $29K in Q2 2017.
204 funds tracked by Wall St. Rank held Main Street Capital as of Q4 2017.

Based on Penserra Capital Management's 13F filing for Q4 2017, filed 7 Feb 2018.