Bank of Nova Scotia’s Main Street Capital MAIN Stock Holding History

Bank of Nova Scotia’s Portfolio MAIN Stock Details MAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-194,000	Closed	-$7.71M	–	965
2017 Q4	$7.71M	Hold	194,000	–	–	0.04%	351
2017 Q3	$7.71M	Hold	194,000	–	–	0.05%	295
2017 Q2	$7.46M	Buy	194,000 +46,000	+31%	+$1.79M	0.04%	350
2017 Q1	$5.66M	Sell	148,000 -33,000	-18%	-$1.22M	0.02%	396
2016 Q4	$6.66M	Hold	181,000	–	–	0.03%	234
2016 Q3	$6.21M	Buy	181,000 +150,000	+484%	+$5.07M	0.04%	199
2016 Q2	$1.02M	Sell	31,000 -10,000	-24%	-$318K	0.01%	364
2016 Q1	$1.28M	Hold	41,000	–	–	0.01%	338
2015 Q4	$1.19M	Buy	+41,000	New	+$1.23M	0.01%	382

Other funds holding MAIN

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

M&T Bank Buffalo, New York $29.2B AUM 22.81% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

USCA RIA Houston, Texas $1.65B AUM 39.8% 1-Year Est. Return

Bank of Nova Scotia's MAIN Position: Q1 2018 in Review

Bank of Nova Scotia sold out of Main Street Capital (MAIN) in Q1 2018, closing a stake of 194,000 shares — an estimated $7.71M sold.

Bank of Nova Scotia first reported a position in MAIN in Q4 2015 and held it in 9 quarters. The position peaked at $7.71M in Q3 2017. 206 funds tracked by Wall St. Rank hold MAIN as of Q1 2018.

Bank of Nova Scotia reported no remaining Main Street Capital position as of Q1 2018 after selling out during the quarter.
Bank of Nova Scotia sold 194,000 Main Street Capital shares in Q1 2018, an estimated $7.71M.
Bank of Nova Scotia first reported a position in Main Street Capital in Q4 2015 and held it in 9 quarters.
Bank of Nova Scotia's Main Street Capital position peaked at $7.71M in Q3 2017.
206 funds tracked by Wall St. Rank held Main Street Capital as of Q1 2018.

Based on Bank of Nova Scotia's 13F filing for Q1 2018, filed 15 May 2018.