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Main Street Capital

122 hedge funds and large institutions have $349M invested in Main Street Capital in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 58 increasing their positions, 35 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

66% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 35

1.35% less ownership

Funds ownership: 26.3%24.95% (-1.4%)

8% less funds holding

Funds holding: 133122 (-11)

11% less capital invested

Capital invested by funds: $390M → $349M (-$41.9M)

15% less call options, than puts

Call options by funds: $1.85M | Put options by funds: $2.18M

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

50% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 22

Holders
122
Holders Change
-11
Holders Change %
-8.27%
% of All Funds
3.54%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.12%
New
11
Increased
58
Reduced
35
Closed
22
Calls
$1.85M
Puts
$2.18M
Net Calls
-$334K
Net Calls Change
+$778K
Name Holding Trade Value Shares
Change
Change in
Stake
Barclays
101
Barclays
United Kingdom
$92K -$335K -10,486 -77%
PI
102
PineBridge Investments
New York
$92K
NES
103
New England Securities
New York
$76K +$44.9K +1,405 +133%
Bank of Montreal
104
Bank of Montreal
Ontario, Canada
$70K -$31.6K -990 -30%
SAM
105
Shamrock Asset Management
Texas
$66K
FMT
106
First Mercantile Trust
Tennessee
$61K
US Bancorp
107
US Bancorp
Minnesota
$46K +$22.4K +700 +88%
FANJ
108
Financial Architects (New Jersey)
New Jersey
$32K
NFG
109
Next Financial Group
Texas
$31K +$32K +1,000 New
FMII
110
Farmers & Merchants Investments Inc
Nebraska
$28K
S
111
SignatureFD
Georgia
$28K
PTC
112
Private Trust Company
Ohio
$25K
MAS
113
Madden Advisory Services
Florida
$11K +$192 +6 +2%
WEC
114
Winslow Evans & Crocker
Massachusetts
$9.19K +$9.59K +300 New
GI
115
Gradient Investments
Minnesota
$8K +$7.86K +246 New
RFA
116
Reilly Financial Advisors
California
$7K +$96 +3 +1%
TFA
117
Transamerica Financial Advisors
Florida
$5K
KTC
118
Kistler-Tiffany Companies
Pennsylvania
$5K +$5.11K +160 New
Canada Life
119
Canada Life
Manitoba, Canada
$3K
TCM
120
Tradewinds Capital Management
Washington
$3K +$32 +1 +1%
DADC
121
D.A. Davidson & Co
Montana
$2K -$2.4K -75 -50%
Manulife (Manufacturers Life Insurance)
122
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$35 -$1.15K -36 -3%
Northern Trust
123
Northern Trust
Illinois
-$10.3M -312,550 Closed
PP
124
Paloma Partners
Connecticut
-$5.53M -168,064 Closed
BCMU
125
BlueCrest Capital Management (UK)
Guernsey
-$4.13M -125,333 Closed

MAIN Hedge Fund Activity: Q3 2014 in Review

122 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2014, worth a combined $349M — down 11% from $390M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of MAIN and 11 opened new positions — a net loss of 11 holders — while 35 trimmed existing stakes and 58 added.

The largest buyer was Cetera Advisors, adding an estimated $6.59M. The largest seller was Northern Trust, exiting entirely with an estimated $10.3M sold.

  • 122 institutional investors held Main Street Capital (MAIN) as of Q3 2014, down from 133 in Q2 2014.
  • Funds reported $349M of Main Street Capital stock for Q3 2014, down 11% quarter-over-quarter.
  • 11 funds opened new Main Street Capital positions in Q3 2014 and 22 closed out, a net change of -11 holders.
  • The largest Main Street Capital buyer in Q3 2014 was Cetera Advisors, an estimated $6.59M added.
  • The largest Main Street Capital seller in Q3 2014 was Northern Trust, an estimated $10.3M sold.

Based on aggregated 13F filings for Q3 2014.