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Main Street Capital
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Overview Fund Activity

122 hedge funds and large institutions have $349M invested in Main Street Capital in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 58 increasing their positions, 35 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
122
Holders Change
-11
Holders Change %
-8.27%
% of All Funds
3.54%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.12%
New
11
Increased
58
Reduced
35
Closed
22
Calls
$1.85M
Puts
$2.18M
Net Calls
-$334K
Net Calls Change
+$778K

Top Buyers

1
CA
Cetera Advisors
Colorado
+$6.32M
2
PSI
Pinnacle Summer Investments
Virginia
+$5.81M
3
Goldman Sachs
Goldman Sachs
New York
+$3.63M
4
California Public Employees Retirement System
California Public Employees Retirement System
California
+$3.22M
5
Morgan Stanley
Morgan Stanley
New York
+$2.18M

Top Sellers

1
Northern Trust
Northern Trust
Illinois
-$10.3M
2
Deutsche Bank
Deutsche Bank
Germany
-$5.82M
3
PP
Paloma Partners
Connecticut
-$5.53M
4
BCMU
BlueCrest Capital Management (UK)
Guernsey
-$4.13M
5
U
UBS
Switzerland
-$4.07M
Name Holding Trade Value Shares
Change 		Shares
Change %
Barclays
101
Barclays
United Kingdom
$92K -$315K -10,486 -77%
PI
102
PineBridge Investments
New York
$92K – – –
NES
103
New England Securities
New York
$76K +$43.3K +1,405 +133%
Bank of Montreal
104
Bank of Montreal
Ontario, Canada
$70K -$30.1K -990 -30%
SAM
105
Shamrock Asset Management
Texas
$66K – – –
FMT
106
First Mercantile Trust
Tennessee
$61K – – –
US Bancorp
107
US Bancorp
Minnesota
$46K +$21.5K +700 +88%
FANJ
108
Financial Architects (New Jersey)
New Jersey
$32K – – –
NFG
109
Next Financial Group
Texas
$31K +$31K +1,000 New
FMII
110
Farmers & Merchants Investments Inc
Nebraska
$28K – – –
S
111
SignatureFD
Georgia
$28K – – –
PTC
112
Private Trust Company
Ohio
$25K – – –
MAS
113
Madden Advisory Services
Florida
$11K +$176 +6 +2%
WEC
114
Winslow Evans & Crocker
Massachusetts
$9.19K +$9.19K +300 New
GI
115
Gradient Investments
Minnesota
$8K +$8K +246 New
RFA
116
Reilly Financial Advisors
California
$7K +$95 +3 +1%
TFA
117
Transamerica Financial Advisors
Florida
$5K – – –
KTC
118
Kistler-Tiffany Companies
Pennsylvania
$5K +$5K +160 New
Canada Life
119
Canada Life
Manitoba, Canada
$3K – – –
TCM
120
Tradewinds Capital Management
Washington
$3K +$29 +1 +1%
DADC
121
D.A. Davidson & Co
Montana
$2K -$2K -75 -50%
Manulife (Manufacturers Life Insurance)
122
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$35 -$1 -36 -3%
Northern Trust
123
Northern Trust
Illinois
– -$10.3M -312,550 Closed
PP
124
Paloma Partners
Connecticut
– -$5.53M -168,064 Closed
BCMU
125
BlueCrest Capital Management (UK)
Guernsey
– -$4.13M -125,333 Closed
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5
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