Tradewinds Capital Management’s Main Street Capital MAIN Stock Holding History

Tradewinds Capital Management’s Portfolio MAIN Stock Details MAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-110	Closed	-$3K	–	683
2015 Q2	$3K	Buy	110 +2	+2%	+$62	﹤0.01%	537
2015 Q1	$3K	Buy	108 +2	+2%	+$60	﹤0.01%	496
2014 Q4	$3K	Buy	106 +2	+2%	+$62	﹤0.01%	507
2014 Q3	$3K	Buy	104 +1	+1%	+$32	﹤0.01%	488
2014 Q2	$3K	Buy	103 +2	+2%	+$63	﹤0.01%	505
2014 Q1	$3K	Buy	101 +1	+1%	+$34	﹤0.01%	514
2013 Q4	$3K	Buy	+100	New	+$3.12K	﹤0.01%	496

Other funds holding MAIN

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

PSI

Pinnacle Summer Investments Fairfax, Virginia $678M AUM 9.54% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $23.2B AUM 40.19% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

CLM

ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Tradewinds Capital Management's MAIN Position: Q3 2015 in Review

Tradewinds Capital Management sold out of Main Street Capital (MAIN) in Q3 2015, closing a stake of 110 shares — an estimated $3K sold.

Tradewinds Capital Management first reported a position in MAIN in Q4 2013 and held it in 7 quarters. The position peaked at $3K in Q2 2015. 126 funds tracked by Wall St. Rank hold MAIN as of Q3 2015.

Tradewinds Capital Management reported no remaining Main Street Capital position as of Q3 2015 after selling out during the quarter.
Tradewinds Capital Management sold 110 Main Street Capital shares in Q3 2015, an estimated $3K.
Tradewinds Capital Management first reported a position in Main Street Capital in Q4 2013 and held it in 7 quarters.
Tradewinds Capital Management's Main Street Capital position peaked at $3K in Q2 2015.
126 funds tracked by Wall St. Rank held Main Street Capital as of Q3 2015.

Based on Tradewinds Capital Management's 13F filing for Q3 2015, filed 2 Nov 2015.