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Main Street Capital
MAIN

135 hedge funds and large institutions have $437M invested in Main Street Capital in 2015 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 49 increasing their positions, 40 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more funds holding in top 10

Funds holding in top 10: 4 → 7 (+3)

63% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 16

23% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 40

14% more capital invested

Capital invested by funds: $384M → $437M (+$53.1M)

7% more funds holding

Funds holding: 126 → 135 (+9)

1.32% more ownership

Funds ownership: 28.68% → 30% (+1.3%)

82% less call options, than puts

Call options by funds: $2.08M | Put options by funds: $11.8M

Holders
135
Holders Change
+9
Holders Change %
+7.14%
% of All Funds
3.54%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
26
Increased
49
Reduced
40
Closed
16
Calls
$2.08M
Puts
$11.8M
Net Calls
-$9.73M
Net Calls Change
-$8.37M

Top Buyers

1
PSI
Pinnacle Summer Investments
Virginia
+$23.2M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$6.19M
3
Deutsche Bank
Deutsche Bank
Germany
+$2.26M
4
YMRC
Yorktown Management & Research Company
Virginia
+$1.95M
5
LPL Financial
LPL Financial
California
+$1.91M

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$9.95M
2
CIP
Chartwell Investment Partners
Pennsylvania
-$2.97M
3
Wells Fargo
Wells Fargo
California
-$2.51M
4
SAM
Shell Asset Management
Netherlands
-$2.26M
5
HighTower Advisors
HighTower Advisors
Illinois
-$2.02M
Name Holding Trade Value Shares
Change 		Change in
Stake
BTS
76
BB&T Securities
Virginia
$519K -$21.1K -701 -4%
VKH
77
Virtu KCG Holdings
New York
$517K +$534K +17,788 New
BRWM
78
B. Riley Wealth Management
Tennessee
$508K -$236K -7,849 -31%
PAG
79
Private Advisor Group
New Jersey
$466K +$176K +5,870 +58%
CCS
80
Crosspoint Capital Strategies
California
$460K +$473K +15,736 New
PG
81
PEAK6 Group
Illinois
$427K +$117K +3,879 +36%
CAN
82
Cetera Advisor Networks
California
$418K -$38.1K -1,268 -8%
ASN
83
Advisory Services Network
Georgia
$409K +$34.2K +1,138 +9%
WS
84
Wedbush Securities
California
$408K -$21K -700 -5%
RIA
85
Regal Investment Advisors
Michigan
$401K +$1.56K +52 +0.4%
GCP
86
GSA Capital Partners
United Kingdom
$398K +$412K +13,700 New
Bank of America
87
Bank of America
North Carolina
$391K +$14.5K +482 +4%
FCCM
88
First City Capital Management
Georgia
$360K +$363K +12,075 +4,025%
SWP
89
Stratos Wealth Partners
Ohio
$357K +$43.6K +1,450 +13%
Janney Montgomery Scott
90
Janney Montgomery Scott
Pennsylvania
$339K -$14.4K -480 -4%
PI
91
PineBridge Investments
New York
$335K +$119K +3,972 +53%
SWM
92
Segment Wealth Management
Texas
$322K – – –
Jane Street
93
Jane Street
New York
$322K +$332K +11,065 New
SI
94
SII Investments
Wisconsin
$319K -$28.3K -943 -8%
TG
95
TCW Group
California
$308K -$108K -3,600 -25%
QSS
96
Quantitative Systematic Strategies
Florida
$307K +$314K +10,450 New
CPIG
97
Chicago Partners Investment Group
Illinois
$304K -$3.09K -103 -1%
IA
98
IFP Advisors
Florida
$272K +$281K +9,353 New
SPC
99
Sigma Planning Corp
Michigan
$267K -$59.5K -1,980 -18%
VFA
100
Voya Financial Advisors
Connecticut
$250K +$258K +8,583 New
2 3
4
5 6

MAIN Hedge Fund Activity: Q4 2015 in Review

135 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2015, worth a combined $437M — up 14% from $384M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MAIN positions and 16 closed out — a net gain of 10 holders — while 49 added to existing stakes and 40 trimmed.

The largest buyer was Pinnacle Summer Investments, adding an estimated $23.2M. The largest seller was UBS Group, cutting an estimated $9.95M.

  • 135 institutional investors held Main Street Capital (MAIN) as of Q4 2015, up from 126 in Q3 2015.
  • Funds reported $437M of Main Street Capital stock for Q4 2015, up 14% quarter-over-quarter.
  • 26 funds opened new Main Street Capital positions in Q4 2015 and 16 closed out, a net change of +10 holders.
  • The largest Main Street Capital buyer in Q4 2015 was Pinnacle Summer Investments, an estimated $23.2M added.
  • The largest Main Street Capital seller in Q4 2015 was UBS Group, an estimated $9.95M sold.

Based on aggregated 13F filings for Q4 2015.