TCW Group’s Main Street Capital MAIN Stock Holding History

TCW Group’s Portfolio MAIN Stock Details MAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-10,600	Closed	-$348K	–	675
2016 Q2	$348K	Hold	10,600	–	–	﹤0.01%	647
2016 Q1	$332K	Hold	10,600	–	–	﹤0.01%	660
2015 Q4	$308K	Sell	10,600 -3,600	-25%	-$108K	﹤0.01%	664
2015 Q3	$379K	Hold	14,200	–	–	﹤0.01%	667
2015 Q2	$453K	Buy	14,200 +1,100	+8%	+$34.3K	﹤0.01%	636
2015 Q1	$405K	Buy	+13,100	New	+$395K	﹤0.01%	736

Other funds holding MAIN

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $23.2B AUM 40.19% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

State of New Jersey Common Pension Fund D Trenton, New Jersey $29.3B AUM 38.15% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

CLM

ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return

TCW Group's MAIN Position: Q3 2016 in Review

TCW Group sold out of Main Street Capital (MAIN) in Q3 2016, closing a stake of 10,600 shares — an estimated $348K sold.

TCW Group first reported a position in MAIN in Q1 2015 and held it in 6 quarters. The position peaked at $453K in Q2 2015. 147 funds tracked by Wall St. Rank hold MAIN as of Q3 2016.

TCW Group reported no remaining Main Street Capital position as of Q3 2016 after selling out during the quarter.
TCW Group sold 10,600 Main Street Capital shares in Q3 2016, an estimated $348K.
TCW Group first reported a position in Main Street Capital in Q1 2015 and held it in 6 quarters.
TCW Group's Main Street Capital position peaked at $453K in Q2 2015.
147 funds tracked by Wall St. Rank held Main Street Capital as of Q3 2016.

Based on TCW Group's 13F filing for Q3 2016, filed 14 Nov 2016.