TCW Group’s Main Street Capital MAIN Stock Holding History

TCW Group’s Portfolio MAIN Stock Details MAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-10,600	Closed	-$348K	–	675
2016 Q2	$348K	Hold	10,600	–	–	﹤0.01%	647
2016 Q1	$332K	Hold	10,600	–	–	﹤0.01%	660
2015 Q4	$308K	Sell	10,600 -3,600	-25%	-$108K	﹤0.01%	664
2015 Q3	$379K	Hold	14,200	–	–	﹤0.01%	667
2015 Q2	$453K	Buy	14,200 +1,100	+8%	+$34.3K	﹤0.01%	636
2015 Q1	$405K	Buy	+13,100	New	+$395K	﹤0.01%	736

Other funds holding MAIN

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

Macquarie Group

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

State of New Jersey Common Pension Fund D

State of New Jersey Common Pension Fund D Trenton, New Jersey $25.9B AUM 26.38% 1-Year Est. Return

Bank of Montreal

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return