SII Investments’s Main Street Capital MAIN Stock Holding History

SII Investments’s Portfolio MAIN Stock Details MAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-6,456	Closed	-$246K	–	519
2017 Q3	$246K	Buy	6,456 +844	+15%	+$33.1K	0.01%	513
2017 Q2	$204K	Sell	5,612 -6,179	-52%	-$240K	0.01%	542
2017 Q1	$450K	Sell	11,791 -172	-1%	-$6.35K	0.03%	361
2016 Q4	$442K	Sell	11,963 -941	-7%	-$33.3K	0.03%	343
2016 Q3	$440K	Sell	12,904 -359	-3%	-$12.1K	0.03%	343
2016 Q2	$432K	Buy	13,263 +83	+0.6%	+$2.64K	0.04%	347
2016 Q1	$414K	Buy	13,180 +2,165	+20%	+$62.9K	0.04%	354
2015 Q4	$319K	Sell	11,015 -943	-8%	-$28.3K	0.04%	338
2015 Q3	$320K	Buy	11,958 +1,457	+14%	+$43.1K	0.04%	382
2015 Q2	$335K	Buy	10,501 +1,414	+16%	+$44.1K	0.04%	364
2015 Q1	$279K	Buy	9,087 +1,178	+15%	+$35.5K	0.03%	416
2014 Q4	$229K	Buy	7,909 +937	+13%	+$28.9K	0.03%	437
2014 Q3	$213K	Sell	6,972 -1,119	-14%	-$35.8K	0.03%	450
2014 Q2	$269K	Buy	8,091 +1,997	+33%	+$62.8K	0.04%	373
2014 Q1	$203K	Buy	6,094 +43	+0.7%	+$1.46K	0.04%	384
2013 Q4	$201K	Buy	+6,051	New	+$189K	0.04%	396

Other funds holding MAIN

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Macquarie Group

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Bank of Montreal

Bank of Montreal Toronto, Ontario, Canada $245B AUM 31.4% 1-Year Est. Return

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

M&T Bank Buffalo, New York $29.2B AUM 22.81% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

VanEck Associates

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return