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Main Street Capital

134 hedge funds and large institutions have $397M invested in Main Street Capital in 2014 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 46 increasing their positions, 45 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 13

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

14% more capital invested

Capital invested by funds: $349M → $397M (+$48.8M)

10% more funds holding

Funds holding: 122134 (+12)

2% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 45

0.65% more ownership

Funds ownership: 24.95%25.6% (+0.65%)

28% less call options, than puts

Call options by funds: $1.43M | Put options by funds: $1.99M

Holders
134
Holders Change
+12
Holders Change %
+9.84%
% of All Funds
3.57%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
26
Increased
46
Reduced
45
Closed
13
Calls
$1.43M
Puts
$1.99M
Net Calls
-$558K
Net Calls Change
-$224K
Name Holding Trade Value Shares
Change
Change in
Stake
AIG
76
American International Group
New York
$613K -$1.01M -32,574 -61%
LTFS
77
Ladenburg Thalmann Financial Services
Florida
$608K +$37.2K +1,206 +6%
KIA
78
King Investment Advisors
Texas
$538K -$6.79K -220 -1%
HIM
79
Hillsdale Investment Management
Ontario, Canada
$535K +$565K +18,300 New
IAS
80
IMA Advisory Services
Colorado
$534K +$35.2K +1,140 +7%
C
81
CFO4Life
Texas
$512K +$541K +17,526 New
TMC
82
Trellus Management Company
Florida
$511K -$872K -28,240 -62%
VIA
83
Vident Investment Advisory
Georgia
$469K +$495K +16,051 New
RIA
84
Regal Investment Advisors
Michigan
$460K -$96.3K -3,120 -17%
SPC
85
Sigma Planning Corp
Michigan
$460K +$486K +15,740 New
VFS
86
VSR Financial Services
Kansas
$440K -$16.1K -521 -3%
Bank of America
87
Bank of America
North Carolina
$434K -$33.2K -1,076 -7%
GCP
88
GSA Capital Partners
United Kingdom
$413K -$92.3K -2,989 -17%
Ameriprise
89
Ameriprise
Minnesota
$393K +$136K +4,416 +49%
PAG
90
Private Advisor Group
New Jersey
$310K -$16.2K -526 -5%
OTPPB
91
Ontario Teachers' Pension Plan Board
Ontario, Canada
$296K +$312K +10,119 New
SWM
92
Segment Wealth Management
Texas
$294K -$9.26K -300 -3%
Janney Montgomery Scott
93
Janney Montgomery Scott
Pennsylvania
$265K -$11.4K -370 -4%
Nomura Holdings
94
Nomura Holdings
Japan
$256K +$270K +8,753 New
SWP
95
Stratos Wealth Partners
Ohio
$250K -$98.7K -3,199 -27%
CPIG
96
Chicago Partners Investment Group
Illinois
$249K +$263K +8,529 New
JC
97
JBF Capital
Colorado
$246K +$259K +8,400 New
SI
98
SII Investments
Wisconsin
$229K +$28.9K +937 +13%
WS
99
Wedbush Securities
California
$225K -$411K -13,325 -63%
CA
100
Callahan Advisors
Texas
$221K +$3.8K +123 +2%

MAIN Hedge Fund Activity: Q4 2014 in Review

134 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2014, worth a combined $397M — up 14% from $349M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MAIN positions and 13 closed out — a net gain of 13 holders — while 46 added to existing stakes and 45 trimmed.

The largest buyer was Financial Management Professionals, opening a new position worth an estimated $4.3M. The largest seller was Goldman Sachs, cutting an estimated $4.11M.

  • 134 institutional investors held Main Street Capital (MAIN) as of Q4 2014, up from 122 in Q3 2014.
  • Funds reported $397M of Main Street Capital stock for Q4 2014, up 14% quarter-over-quarter.
  • 26 funds opened new Main Street Capital positions in Q4 2014 and 13 closed out, a net change of +13 holders.
  • The largest Main Street Capital buyer in Q4 2014 was Financial Management Professionals, an estimated $4.3M added.
  • The largest Main Street Capital seller in Q4 2014 was Goldman Sachs, an estimated $4.11M sold.

Based on aggregated 13F filings for Q4 2014.