Trellus Management Company’s Main Street Capital MAIN Stock Holding History

Trellus Management Company’s Portfolio MAIN Stock Details MAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-17,460	Closed	-$540K	–	113
2015 Q1	$540K	Hold	17,460	–	–	0.8%	46
2014 Q4	$511K	Sell	17,460 -28,240	-62%	-$872K	0.86%	40
2014 Q3	$1.4M	Hold	45,700	–	–	1.63%	20
2014 Q2	$1.5M	Buy	45,700 +20,000	+78%	+$629K	1.55%	17
2014 Q1	$845K	Sell	25,700 -9,300	-27%	-$316K	0.84%	31
2013 Q4	$1.14M	Sell	35,000 -15,000	-30%	-$468K	1.43%	19
2013 Q3	$1.5M	Buy	+50,000	New	+$1.49M	2.02%	13

Other funds holding MAIN

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Pinnacle Summer Investments Fairfax, Virginia $678M AUM 9.54% 1-Year Est. Return

Macquarie Group

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return

Robeco Institutional Asset Management

Robeco Institutional Asset Management Rotterdam, Netherlands $70.2B AUM 29.99% 1-Year Est. Return

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return