Trellus Management Company’s Main Street Capital MAIN Stock Holding History

Trellus Management Company’s Portfolio MAIN Stock Details MAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-17,460	Closed	-$540K	–	108
2015 Q1	$540K	Hold	17,460	–	–	0.64%	46
2014 Q4	$511K	Sell	17,460 -28,240	-62%	-$872K	0.75%	40
2014 Q3	$1.4M	Hold	45,700	–	–	1.19%	20
2014 Q2	$1.5M	Buy	45,700 +20,000	+78%	+$629K	1.27%	17
2014 Q1	$845K	Sell	25,700 -9,300	-27%	-$316K	0.75%	31
2013 Q4	$1.14M	Sell	35,000 -15,000	-30%	-$468K	1.38%	19
2013 Q3	$1.5M	Buy	+50,000	New	+$1.49M	1.9%	13

Other funds holding MAIN

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

PSI

Pinnacle Summer Investments Fairfax, Virginia $678M AUM 9.54% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $23.2B AUM 40.19% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

CLM

ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return

Robeco Institutional Asset Management Rotterdam, Netherlands $81.4B AUM 40.71% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

Trellus Management Company's MAIN Position: Q2 2015 in Review

Trellus Management Company sold out of Main Street Capital (MAIN) in Q2 2015, closing a stake of 17,460 shares — an estimated $540K sold.

Trellus Management Company first reported a position in MAIN in Q3 2013 and held it in 7 quarters. The position peaked at $1.5M in Q2 2014. 132 funds tracked by Wall St. Rank hold MAIN as of Q2 2015.

Trellus Management Company reported no remaining Main Street Capital position as of Q2 2015 after selling out during the quarter.
Trellus Management Company sold 17,460 Main Street Capital shares in Q2 2015, an estimated $540K.
Trellus Management Company first reported a position in Main Street Capital in Q3 2013 and held it in 7 quarters.
Trellus Management Company's Main Street Capital position peaked at $1.5M in Q2 2014.
132 funds tracked by Wall St. Rank held Main Street Capital as of Q2 2015.

Based on Trellus Management Company's 13F filing for Q2 2015, filed 12 Aug 2015.