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Main Street Capital

122 hedge funds and large institutions have $349M invested in Main Street Capital in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 58 increasing their positions, 35 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

66% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 35

1.35% less ownership

Funds ownership: 26.3%24.95% (-1.4%)

8% less funds holding

Funds holding: 133122 (-11)

11% less capital invested

Capital invested by funds: $390M → $349M (-$41.9M)

15% less call options, than puts

Call options by funds: $1.85M | Put options by funds: $2.18M

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

50% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 22

Holders
122
Holders Change
-11
Holders Change %
-8.27%
% of All Funds
3.54%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.12%
New
11
Increased
58
Reduced
35
Closed
22
Calls
$1.85M
Puts
$2.18M
Net Calls
-$334K
Net Calls Change
+$778K
Name Holding Trade Value Shares
Change
Change in
Stake
RIA
76
Regal Investment Advisors
Michigan
$578K +$1.02K +32 +0.2%
SGAM
77
Steinberg Global Asset Management
Florida
$578K +$125K +3,900 +26%
KIA
78
King Investment Advisors
Texas
$574K
IAS
79
IMA Advisory Services
Colorado
$525K
GCP
80
GSA Capital Partners
United Kingdom
$524K +$41.5K +1,300 +8%
Bank of America
81
Bank of America
North Carolina
$487K -$817K -25,566 -62%
VFS
82
VSR Financial Services
Kansas
$477K +$498K +15,573 New
AHC
83
Adell Harriman & Carpenter
Texas
$418K
SWP
84
Stratos Wealth Partners
Ohio
$360K -$379K -11,860 -50%
PAG
85
Private Advisor Group
New Jersey
$341K +$74.1K +2,319 +26%
SWM
86
Segment Wealth Management
Texas
$317K +$32K +1,000 +11%
IMS
87
Index Management Solutions
Pennsylvania
$304K +$317K +9,933 New
State Street
88
State Street
Massachusetts
$301K -$243K -7,600 -44%
Janney Montgomery Scott
89
Janney Montgomery Scott
Pennsylvania
$289K +$10.1K +315 +3%
LP
90
LMR Partners
United Kingdom
$283K -$3.25M -101,769 -92%
JP Morgan Chase
91
JP Morgan Chase
New York
$280K +$292K +9,141 New
CSS
92
Cubist Systematic Strategies
Connecticut
$280K +$292K +9,144 New
Ameriprise
93
Ameriprise
Minnesota
$277K +$205K +6,399 +242%
Creative Planning
94
Creative Planning
Kansas
$239K +$52.9K +1,656 +27%
CA
95
Callahan Advisors
Texas
$228K +$3.39K +106 +1%
SI
96
SII Investments
Wisconsin
$213K -$35.8K -1,119 -14%
GT
97
Glenmede Trust
Pennsylvania
$169K -$64.7K -2,025 -27%
PNC Financial Services Group
98
PNC Financial Services Group
Pennsylvania
$162K +$12.8K +400 +8%
Group One Trading
99
Group One Trading
Illinois
$150K +$2.65K +83 +2%
TRCT
100
Tower Research Capital (TRC)
New York
$100K +$105K +3,270 New

MAIN Hedge Fund Activity: Q3 2014 in Review

122 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2014, worth a combined $349M — down 11% from $390M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of MAIN and 11 opened new positions — a net loss of 11 holders — while 35 trimmed existing stakes and 58 added.

The largest buyer was Cetera Advisors, adding an estimated $6.59M. The largest seller was Northern Trust, exiting entirely with an estimated $10.3M sold.

  • 122 institutional investors held Main Street Capital (MAIN) as of Q3 2014, down from 133 in Q2 2014.
  • Funds reported $349M of Main Street Capital stock for Q3 2014, down 11% quarter-over-quarter.
  • 11 funds opened new Main Street Capital positions in Q3 2014 and 22 closed out, a net change of -11 holders.
  • The largest Main Street Capital buyer in Q3 2014 was Cetera Advisors, an estimated $6.59M added.
  • The largest Main Street Capital seller in Q3 2014 was Northern Trust, an estimated $10.3M sold.

Based on aggregated 13F filings for Q3 2014.