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Main Street Capital

124 hedge funds and large institutions have $370M invested in Main Street Capital in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 49 increasing their positions, 36 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 11

36% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 36

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

15% more call options, than puts

Call options by funds: $2.16M | Put options by funds: $1.88M

15% more capital invested

Capital invested by funds: $323M → $370M (+$46.8M)

6% more funds holding

Funds holding: 117124 (+7)

1.3% more ownership

Funds ownership: 27.23%28.53% (+1.3%)

Holders
124
Holders Change
+7
Holders Change %
+5.98%
% of All Funds
3.6%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.12%
New
18
Increased
49
Reduced
36
Closed
11
Calls
$2.16M
Puts
$1.88M
Net Calls
+$278K
Net Calls Change
-$1.89M
Name Holding Trade Value Shares
Change
Change in
Stake
BC
51
Barnett & Company
Tennessee
$1.06M +$1.01M +32,301 New
Swiss National Bank
52
Swiss National Bank
Switzerland
$1.04M
MLICM
53
Metropolitan Life Insurance Company (MetLife)
New York
$1.03M
OIA
54
Optimum Investment Advisors
Illinois
$1.01M
NFA
55
Nationwide Fund Advisors
Ohio
$990K -$26.6K -852 -3%
Legal & General Group
56
Legal & General Group
United Kingdom
$956K +$149K +4,762 +19%
CS
57
Credit Suisse
Switzerland
$927K -$188K -6,015 -17%
Luther King Capital Management (LKCM)
58
Luther King Capital Management (LKCM)
Texas
$915K
Citigroup
59
Citigroup
New York
$894K +$477K +15,276 +127%
AR
60
Advisory Research
Illinois
$847K +$808K +25,900 New
SMDAM
61
Sumitomo Mitsui DS Asset Management
Japan
$846K +$808K +25,900 New
GC
62
Guggenheim Capital
Illinois
$818K -$3.33M -106,696 -81%
State Board of Administration of Florida Retirement System
63
State Board of Administration of Florida Retirement System
Florida
$807K -$25K -800 -3%
LTFS
64
Ladenburg Thalmann Financial Services
Florida
$801K +$85.4K +2,736 +13%
LCM
65
Logan Capital Management
Pennsylvania
$778K +$399K +12,800 +116%
NA
66
Navellier & Associates
Nevada
$755K -$5.93K -190 -0.8%
Geode Capital Management
67
Geode Capital Management
Massachusetts
$702K +$89.4K +2,866 +15%
Citadel Advisors
68
Citadel Advisors
Florida
$692K +$660K +21,157 New
Jane Street
69
Jane Street
New York
$685K -$173K -5,538 -21%
CIP
70
Chartwell Investment Partners
Pennsylvania
$637K +$608K +19,500 New
BA
71
BlackRock Advisors
Delaware
$633K +$42.6K +1,366 +8%
KIA
72
King Investment Advisors
Texas
$625K -$3.43K -110 -0.6%
CA
73
Commerzbank Aktiengesellschaft
Germany
$604K -$5.62K -180 -1%
VOYA Investment Management
74
VOYA Investment Management
Georgia
$569K
AA
75
ALPS Advisors
Colorado
$559K +$249K +7,993 +94%

MAIN Hedge Fund Activity: Q4 2013 in Review

124 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2013, worth a combined $370M — up 15% from $323M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new MAIN positions and 11 closed out — a net gain of 7 holders — while 49 added to existing stakes and 36 trimmed.

The largest buyer was T. Rowe Price Associates, adding an estimated $5.34M. The largest seller was Guggenheim Capital, cutting an estimated $3.33M.

  • 124 institutional investors held Main Street Capital (MAIN) as of Q4 2013, up from 117 in Q3 2013.
  • Funds reported $370M of Main Street Capital stock for Q4 2013, up 15% quarter-over-quarter.
  • 18 funds opened new Main Street Capital positions in Q4 2013 and 11 closed out, a net change of +7 holders.
  • The largest Main Street Capital buyer in Q4 2013 was T. Rowe Price Associates, an estimated $5.34M added.
  • The largest Main Street Capital seller in Q4 2013 was Guggenheim Capital, an estimated $3.33M sold.

Based on aggregated 13F filings for Q4 2013.