ALPS Advisors’s Main Street Capital MAIN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-16,505	Closed	-$559K	–	645
2013 Q4	$559K	Buy	16,505 +7,993	+94%	+$271K	0.01%	263
2013 Q3	$255K	Buy	+8,512	New	+$255K	﹤0.01%	339