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Main Street Capital

140 hedge funds and large institutions have $453M invested in Main Street Capital in 2016 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 42 increasing their positions, 56 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 14

29% more funds holding in top 10

Funds holding in top 10: 79 (+2)

4% more funds holding

Funds holding: 135140 (+5)

4% more capital invested

Capital invested by funds: $437M → $453M (+$15.5M)

1.38% less ownership

Funds ownership: 30%28.62% (-1.4%)

25% less repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 56

58% less call options, than puts

Call options by funds: $5.33M | Put options by funds: $12.7M

Holders
140
Holders Change
+5
Holders Change %
+3.7%
% of All Funds
3.73%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.24%
New
20
Increased
42
Reduced
56
Closed
14
Calls
$5.33M
Puts
$12.7M
Net Calls
-$7.41M
Net Calls Change
+$2.32M
Name Holding Trade Value Shares
Change
Change in
Stake
PC
26
Polar Capital
United Kingdom
$3.52M -$2.45M -84,500 -43%
Bank of Montreal
27
Bank of Montreal
Ontario, Canada
$3.42M -$4.13M -142,198 -57%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$3.36M -$26.8K -923 -0.9%
RJA
29
Raymond James & Associates
Florida
$3.27M -$137K -4,728 -4%
Legal & General Group
30
Legal & General Group
United Kingdom
$3.16M +$657K +22,624 +29%
California Public Employees Retirement System
31
California Public Employees Retirement System
California
$3.06M -$293K -10,100 -9%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$2.81M +$41.8K +1,439 +2%
GC
33
Guggenheim Capital
Illinois
$2.65M -$433K -14,890 -15%
AIS
34
Accurate Investment Solutions
Pennsylvania
$2.58M +$831K +28,613 +53%
HighTower Advisors
35
HighTower Advisors
Illinois
$2.48M +$2.29M +78,907 New
Wells Fargo
36
Wells Fargo
California
$2.24M -$2.3M -79,033 -53%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$2.16M +$245K +8,425 +14%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$2.08M +$225K +7,754 +13%
CCM
39
Carlson Capital Management
Minnesota
$2.05M
BC
40
Barnett & Company
Tennessee
$1.78M -$59.6K -2,050 -3%
Susquehanna International Group
41
Susquehanna International Group
Pennsylvania
$1.44M -$81.3K -2,800 -6%
AIG
42
American International Group
New York
$1.42M +$1.12M +38,677 +576%
HPIA
43
Hamilton Point Investment Advisors
North Carolina
$1.39M +$8.28K +285 +0.6%
Bank of Nova Scotia
44
Bank of Nova Scotia
Ontario, Canada
$1.28M
MFS
45
MSI Financial Services
Massachusetts
$1.23M +$530K +18,254 +87%
Luther King Capital Management (LKCM)
46
Luther King Capital Management (LKCM)
Texas
$1.16M +$27K +930 +3%
HB
47
Homrich & Berg
Georgia
$1.1M +$18.2K +626 +2%
IA
48
Icon Advisers
Colorado
$1.06M -$1.03M -35,600 -51%
PRCM
49
Pine River Capital Management
Minnesota
$1.06M +$979K +33,700 New
Citigroup
50
Citigroup
New York
$1.03M -$61.9K -2,132 -6%

MAIN Hedge Fund Activity: Q1 2016 in Review

140 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q1 2016, worth a combined $453M — up 3.5% from $437M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new MAIN positions and 14 closed out — a net gain of 6 holders — while 42 added to existing stakes and 56 trimmed.

The largest buyer was UBS Group, adding an estimated $9.57M. The largest seller was Burgundy Asset Management, cutting an estimated $5.42M.

  • 140 institutional investors held Main Street Capital (MAIN) as of Q1 2016, up from 135 in Q4 2015.
  • Funds reported $453M of Main Street Capital stock for Q1 2016, up 3.5% quarter-over-quarter.
  • 20 funds opened new Main Street Capital positions in Q1 2016 and 14 closed out, a net change of +6 holders.
  • The largest Main Street Capital buyer in Q1 2016 was UBS Group, an estimated $9.57M added.
  • The largest Main Street Capital seller in Q1 2016 was Burgundy Asset Management, an estimated $5.42M sold.

Based on aggregated 13F filings for Q1 2016.