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Main Street Capital
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Overview Fund Activity

122 hedge funds and large institutions have $349M invested in Main Street Capital in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 58 increasing their positions, 35 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
122
Holders Change
-11
Holders Change %
-8.27%
% of All Funds
3.54%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.12%
New
11
Increased
58
Reduced
35
Closed
22
Calls
$1.85M
Puts
$2.18M
Net Calls
-$334K
Net Calls Change
+$778K

Top Buyers

1
CA
Cetera Advisors
Colorado
+$6.32M
2
PSI
Pinnacle Summer Investments
Virginia
+$5.81M
3
Goldman Sachs
Goldman Sachs
New York
+$3.63M
4
California Public Employees Retirement System
California Public Employees Retirement System
California
+$3.22M
5
Morgan Stanley
Morgan Stanley
New York
+$2.18M

Top Sellers

1
Northern Trust
Northern Trust
Illinois
-$10.3M
2
Deutsche Bank
Deutsche Bank
Germany
-$5.82M
3
PP
Paloma Partners
Connecticut
-$5.53M
4
BCMU
BlueCrest Capital Management (UK)
Guernsey
-$4.13M
5
U
UBS
Switzerland
-$4.07M
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
26
Guggenheim Capital
Illinois
$3.35M +$1.01M +32,974 +43%
State of Wisconsin Investment Board
27
State of Wisconsin Investment Board
Wisconsin
$3.11M +$2.16M +70,625 +228%
Citadel Advisors
28
Citadel Advisors
Florida
$3.05M -$613K -19,989 -17%
Millennium Management
29
Millennium Management
New York
$2.97M +$769K +25,106 +35%
LPL Financial
30
LPL Financial
California
$2.89M +$625K +20,617 +28%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$2.84M +$556K +18,153 +24%
CIM
32
Confluence Investment Management
Missouri
$2.57M -$3.22K -105 -0.1%
VanEck Associates
33
VanEck Associates
New York
$2.26M +$2.57K +84 +0.1%
SAM
34
Shell Asset Management
Netherlands
$2.26M +$211K +6,878 +10%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$2.23M -$1.77M -57,877 -44%
Citigroup
36
Citigroup
New York
$2.23M +$1.14M +37,198 +105%
CIP
37
Chartwell Investment Partners
Pennsylvania
$2.19M -$86.7K -2,830 -4%
CCM
38
Carlson Capital Management
Minnesota
$2M – – –
CAN
39
Cetera Advisor Networks
California
$1.97M +$308K +10,013 +18%
AR
40
Advisory Research
Illinois
$1.93M +$372K +12,150 +24%
SMDAM
41
Sumitomo Mitsui DS Asset Management
Japan
$1.93M +$372K +12,150 +24%
HighTower Advisors
42
HighTower Advisors
Illinois
$1.69M +$635K +20,709 +60%
AIG
43
American International Group
New York
$1.64M +$515K +16,812 +46%
CS
44
Credit Suisse
Switzerland
$1.58M -$284K -9,266 -15%
FIM
45
Friedberg Investment Management
Texas
$1.47M – – –
RFC
46
Regions Financial Corp
Alabama
$1.45M -$67.9K -2,215 -4%
BC
47
Barnett & Company
Tennessee
$1.42M +$415K +13,547 +41%
TMC
48
Trellus Management Company
Florida
$1.4M – – –
MSA
49
Mason Street Advisors
Wisconsin
$1.37M +$245K +8,000 +22%
SAM
50
Sequent Asset Management
Texas
$1.29M +$49.8K +1,625 +4%
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