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Main Street Capital

122 hedge funds and large institutions have $349M invested in Main Street Capital in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 58 increasing their positions, 35 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

66% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 35

1.35% less ownership

Funds ownership: 26.3%24.95% (-1.4%)

8% less funds holding

Funds holding: 133122 (-11)

11% less capital invested

Capital invested by funds: $390M → $349M (-$41.9M)

15% less call options, than puts

Call options by funds: $1.85M | Put options by funds: $2.18M

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

50% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 22

Holders
122
Holders Change
-11
Holders Change %
-8.27%
% of All Funds
3.54%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.12%
New
11
Increased
58
Reduced
35
Closed
22
Calls
$1.85M
Puts
$2.18M
Net Calls
-$334K
Net Calls Change
+$778K
Name Holding Trade Value Shares
Change
Change in
Stake
GC
26
Guggenheim Capital
Illinois
$3.35M +$1.05M +32,974 +43%
State of Wisconsin Investment Board
27
State of Wisconsin Investment Board
Wisconsin
$3.11M +$2.26M +70,625 +228%
Citadel Advisors
28
Citadel Advisors
Florida
$3.05M -$639K -19,989 -17%
Millennium Management
29
Millennium Management
New York
$2.97M +$802K +25,106 +35%
LPL Financial
30
LPL Financial
California
$2.89M +$659K +20,617 +28%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$2.84M +$580K +18,153 +24%
CIM
32
Confluence Investment Management
Missouri
$2.57M -$3.36K -105 -0.1%
VanEck Associates
33
VanEck Associates
New York
$2.26M +$2.69K +84 +0.1%
SAM
34
Shell Asset Management
Netherlands
$2.26M +$220K +6,878 +10%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$2.23M -$1.85M -57,877 -44%
Citigroup
36
Citigroup
New York
$2.23M +$1.19M +37,198 +105%
CIP
37
Chartwell Investment Partners
Pennsylvania
$2.19M -$90.5K -2,830 -4%
CCM
38
Carlson Capital Management
Minnesota
$2M
CAN
39
Cetera Advisor Networks
California
$1.97M +$320K +10,013 +18%
AR
40
Advisory Research
Illinois
$1.93M +$388K +12,150 +24%
SMDAM
41
Sumitomo Mitsui DS Asset Management
Japan
$1.93M +$388K +12,150 +24%
HighTower Advisors
42
HighTower Advisors
Illinois
$1.69M +$662K +20,709 +60%
AIG
43
American International Group
New York
$1.64M +$537K +16,812 +46%
CS
44
Credit Suisse
Switzerland
$1.57M -$296K -9,266 -15%
FIM
45
Friedberg Investment Management
Texas
$1.47M
RFC
46
Regions Financial Corp
Alabama
$1.45M -$70.8K -2,215 -4%
BC
47
Barnett & Company
Tennessee
$1.42M +$433K +13,547 +41%
TMC
48
Trellus Management Company
Florida
$1.4M
MSA
49
Mason Street Advisors
Wisconsin
$1.37M +$256K +8,000 +22%
SAM
50
Sequent Asset Management
Texas
$1.29M +$51.9K +1,625 +4%

MAIN Hedge Fund Activity: Q3 2014 in Review

122 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2014, worth a combined $349M — down 11% from $390M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of MAIN and 11 opened new positions — a net loss of 11 holders — while 35 trimmed existing stakes and 58 added.

The largest buyer was Cetera Advisors, adding an estimated $6.59M. The largest seller was Northern Trust, exiting entirely with an estimated $10.3M sold.

  • 122 institutional investors held Main Street Capital (MAIN) as of Q3 2014, down from 133 in Q2 2014.
  • Funds reported $349M of Main Street Capital stock for Q3 2014, down 11% quarter-over-quarter.
  • 11 funds opened new Main Street Capital positions in Q3 2014 and 22 closed out, a net change of -11 holders.
  • The largest Main Street Capital buyer in Q3 2014 was Cetera Advisors, an estimated $6.59M added.
  • The largest Main Street Capital seller in Q3 2014 was Northern Trust, an estimated $10.3M sold.

Based on aggregated 13F filings for Q3 2014.