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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Overview Fund Activity

376 hedge funds and large institutions have $3.55B invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2023 Q1 according to their latest regulatory filings, with 34 funds opening new positions, 128 increasing their positions, 180 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
376
Holders Change
-3
Holders Change %
-0.79%
% of All Funds
6.02%
Holding in Top 10
29
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.33%
% of All Funds
0.46%
New
34
Increased
128
Reduced
180
Closed
29
Calls
–
Puts
$5K
Net Calls
-$5K
Net Calls Change
-$10K

Top Buyers

1
SI
1
Stephens Inc
Arkansas
$38.5M
2
M1FG
2
Mach-1 Financial Group
Arkansas
$149M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$125M
4
LPL Financial
4
LPL Financial
California
$288M
5
Morgan Stanley
5
Morgan Stanley
New York
$690M

Top Sellers

1
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$85.7M
2
First Trust Advisors
2
First Trust Advisors
Illinois
$77.1M
3
UCFA
3
United Capital Financial Advisors
Texas
$28.6M
4
Bank of America
4
Bank of America
North Carolina
$90.9M
5
AWM
5
AE Wealth Management
Kansas
$27.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
SFS
126
Sowell Financial Services
Arkansas
$2.72M -$117K -2,444 -4%
CPIA
127
Cornell Pochily Investment Advisors
New York
$2.72M -$60.2K -1,257 -2%
AWA
128
Arete Wealth Advisors
Illinois
$2.62M +$925K +19,317 +54%
LNC
129
Lincoln National Corp
Pennsylvania
$2.62M -$639K -13,355 -20%
SWM
130
Stockman Wealth Management
Montana
$2.55M -$2.68M -55,959 -51%
RIA
131
Regal Investment Advisors
Michigan
$2.53M +$52.6K +1,099 +2%
ASN
132
Advisory Services Network
Georgia
$2.52M +$114K +2,381 +5%
FIA
133
Foundations Investment Advisors
Arizona
$2.52M +$2.26M +47,194 +877%
BFG
134
Beacon Financial Group
Texas
$2.39M – – –
Rockefeller Capital Management
135
Rockefeller Capital Management
New York
$2.38M -$1.1M -23,012 -32%
CWA
136
Centennial Wealth Advisory
Michigan
$2.38M +$112K +2,342 +5%
FF
137
Friedenthal Financial
New Jersey
$2.37M +$172K +3,587 +8%
IWC
138
Integrated Wealth Concepts
Massachusetts
$2.34M +$265K +5,531 +13%
WI
139
Wintrust Investments
Illinois
$2.34M -$109K -2,280 -4%
ACA
140
Ascension Capital Advisors
Texas
$2.24M -$169K -3,528 -7%
FHB
141
First Hawaiian Bank
Hawaii
$2.19M -$1M -20,965 -31%
LFAS
142
Level Four Advisory Services
Texas
$2.19M +$218K +4,550 +11%
WAP
143
Wealthcare Advisory Partners
Pennsylvania
$2.17M -$162K -3,379 -7%
Bank of New York Mellon
144
Bank of New York Mellon
New York
$2.11M -$1.62M -33,854 -43%
FPWM
145
FSB Premier Wealth Management
Iowa
$2.07M +$211K +4,402 +11%
WWM
146
Wagner Wealth Management
South Carolina
$2.01M -$60.3K -1,259 -3%
BWM
147
BerganKDV Wealth Management
Minnesota
$2M +$70.3K +1,469 +4%
IWM
148
Iams Wealth Management
Nebraska
$2M -$251K -5,259 -11%
BPA
149
Beacon Pointe Advisors
California
$1.93M -$469K -9,790 -20%
CRI
150
Colonial River Investments
Virginia
$1.93M +$1.93M +40,244 New
4 5
6
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