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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

145 hedge funds and large institutions have $1.01B invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2018 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 76 increasing their positions, 27 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

317% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 6

181% more repeat investments, than reductions

Existing positions increased: 76 | Existing positions reduced: 27

75% more funds holding in top 10

Funds holding in top 10: 47 (+3)

17% more capital invested

Capital invested by funds: $864M → $1.01B (+$147M)

15% more funds holding

Funds holding: 126145 (+19)

2.06% less ownership

Funds ownership: 65.06%63.01% (-2.1%)

Holders
145
Holders Change
+19
Holders Change %
+15.08%
% of All Funds
3.32%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.16%
New
25
Increased
76
Reduced
27
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TFA
126
Transamerica Financial Advisors
Florida
$31K -$306K -5,977 -91%
AA
127
AlphaMark Advisors
Kentucky
$25K
WAP
128
Wealthcare Advisory Partners
Pennsylvania
$25K
AAP
129
Arax Advisory Partners
Colorado
$24K +$24.5K +480 New
QCIG
130
Quad-Cities Investment Group
Iowa
$22K -$3.02K -59 -12%
ASN
131
Advisory Services Network
Georgia
$21K
TFS
132
TrustCore Financial Services
Tennessee
$21K +$20.6K +403 New
LFG
133
LifePlan Financial Group
Ohio
$20K +$19.8K +387 New
PNC Financial Services Group
134
PNC Financial Services Group
Pennsylvania
$19K -$114K -2,220 -86%
GRP
135
Global Retirement Partners
California
$19K +$7.41K +145 +63%
CAPTRUST Financial Advisors
136
CAPTRUST Financial Advisors
North Carolina
$15K +$15.3K +300 New
William Blair & Company
137
William Blair & Company
Illinois
$7K
ME
138
McIlrath & Eck
Washington
$6K
AF
139
Advisornet Financial
Minnesota
$5K -$6.08K -119 -55%
DAM
140
Delta Asset Management
Tennessee
$4K
MWPCG
141
Measured Wealth Private Client Group
New Hampshire
$4K +$3.58K +70 New
TC
142
Trilogy Capital
California
$2K +$1.58K +31 New
CF
143
Centaurus Financial
California
$1.28K -$1.23M -24,107 -100%
VFA
144
Valeo Financial Advisors
Indiana
$1K
M&T Bank
145
M&T Bank
New York
-$259K -5,067 Closed
Baird Financial Group
146
Baird Financial Group
Wisconsin
-$247K -4,819 Closed
RIA
147
Regal Investment Advisors
Michigan
-$207K -4,053 Closed
B
148
Bridgeworth
Alabama
-$135K -2,656 Closed
IWP
149
Icon Wealth Partners
Texas
-$84K -1,633 Closed
SEI Investments
150
SEI Investments
Pennsylvania
-$3K -56 Closed

LMBS Hedge Fund Activity: Q3 2018 in Review

145 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) for Q3 2018, worth a combined $1.01B — up 17% from $864M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new LMBS positions and 6 closed out — a net gain of 19 holders — while 76 added to existing stakes and 27 trimmed.

The largest buyer was UBS Group, adding an estimated $22.8M. The largest seller was Cornerstone Wealth Management, cutting an estimated $1.52M.

  • 145 institutional investors held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) as of Q3 2018, up from 126 in Q2 2018.
  • Funds reported $1.01B of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF stock for Q3 2018, up 17% quarter-over-quarter.
  • 25 funds opened new First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF positions in Q3 2018 and 6 closed out, a net change of +19 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF buyer in Q3 2018 was UBS Group, an estimated $22.8M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF seller in Q3 2018 was Cornerstone Wealth Management, an estimated $1.52M sold.

Based on aggregated 13F filings for Q3 2018.