We are live on ! Find out more
LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

366 hedge funds and large institutions have $3.99B invested in Legg Mason, Inc. in 2015 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 128 increasing their positions, 126 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

460% more call options, than puts

Call options by funds: $31.2M | Put options by funds: $5.56M

2% more repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 126

6% less funds holding

Funds holding: 390366 (-24)

20% less capital invested

Capital invested by funds: $5.01B → $3.99B (-$1.02B)

29% less funds holding in top 10

Funds holding in top 10: 75 (-2)

36% less first-time investments, than exits

New positions opened: 39 | Existing positions closed: 61

Holders
366
Holders Change
-24
Holders Change %
-6.15%
% of All Funds
10.22%
Holding in Top 10
5
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-28.57%
% of All Funds
0.14%
New
39
Increased
128
Reduced
126
Closed
61
Calls
$31.2M
Puts
$5.56M
Net Calls
+$25.6M
Net Calls Change
+$23.3M
Name Holding Trade Value Shares
Change
Change in
Stake
BIM
176
Bogle Investment Management
Massachusetts
$1.33M +$267K +5,766 +22%
LMGAM
177
Liberty Mutual Group Asset Management
Massachusetts
$1.32M +$285K +6,153 +24%
GIBU
178
Gulf International Bank (UK)
United Kingdom
$1.27M
Natixis Advisors
179
Natixis Advisors
Massachusetts
$1.25M +$684K +14,768 +96%
ASRS
180
Arizona State Retirement System
Arizona
$1.25M +$1.39M +30,018 New
HIMCH
181
Hartford Investment Management Co (HIMCO)
Connecticut
$1.24M +$107K +2,312 +8%
SF
182
Synovus Financial
Georgia
$1.23M -$16.2K -350 -1%
FC
183
Fairpointe Capital
Illinois
$1.2M +$18.5K +400 +1%
Public Sector Pension Investment Board (PSP Investments)
184
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$1.2M -$246K -5,300 -16%
Janney Montgomery Scott
185
Janney Montgomery Scott
Pennsylvania
$1.18M -$10.5K -227 -0.8%
CA
186
Continental Advisors
Utah
$1.17M
AI
187
Analytic Investors
California
$1.16M +$1.29M +27,802 New
BP
188
Boston Provident
New Jersey
$1.16M +$1.29M +27,771 New
Comerica Bank
189
Comerica Bank
Texas
$1.14M -$1.14M -24,707 -48%
Bank of Montreal
190
Bank of Montreal
Ontario, Canada
$1.11M +$37.4K +807 +3%
Daiwa Securities Group
191
Daiwa Securities Group
Japan
$1.1M -$3.93M -84,770 -76%
RFC
192
Russell Frank Company
Washington
$1.07M -$710K -15,327 -37%
Mitsubishi UFJ Asset Management
193
Mitsubishi UFJ Asset Management
Japan
$1.05M -$21.9K -473 -2%
EIM
194
ExxonMobil Investment Management
Texas
$1.05M +$163K +3,529 +16%
Barclays
195
Barclays
United Kingdom
$1.01M -$2.88M -62,217 -72%
CIP
196
Convergence Investment Partners
Florida
$999K +$1.11M +24,004 New
Public Employees Retirement Association of Colorado
197
Public Employees Retirement Association of Colorado
Colorado
$979K -$1.53K -33 -0.1%
QI
198
Quotient Investors
New York
$975K -$210K -4,526 -16%
BF
199
BOK Financial
Oklahoma
$955K +$20K +432 +2%
SAM
200
Shell Asset Management
Netherlands
$953K +$382K +8,239 +79%

LM Hedge Fund Activity: Q3 2015 in Review

366 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q3 2015, worth a combined $3.99B — down 20% from $5.01B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of LM and 39 opened new positions — a net loss of 22 holders — while 126 trimmed existing stakes and 128 added.

The largest buyer was First Pacific Advisors, opening a new position worth an estimated $60.2M. The largest seller was Wellington Management Group, cutting an estimated $145M.

  • 366 institutional investors held Legg Mason, Inc. (LM) as of Q3 2015, down from 390 in Q2 2015.
  • Funds reported $3.99B of Legg Mason, Inc. stock for Q3 2015, down 20% quarter-over-quarter.
  • 39 funds opened new Legg Mason, Inc. positions in Q3 2015 and 61 closed out, a net change of -22 holders.
  • The largest Legg Mason, Inc. buyer in Q3 2015 was First Pacific Advisors, an estimated $60.2M added.
  • The largest Legg Mason, Inc. seller in Q3 2015 was Wellington Management Group, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2015.