Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

366 hedge funds and large institutions have $3.99B invested in Legg Mason, Inc. in 2015 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 128 increasing their positions, 126 reducing their positions, and 61 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

366

Holders Change

-24

Holders Change %

-6.15%

% of All Funds

10.23%

Holding in Top 10

Holding in Top 10 Change

-2

Holding in Top 10 Change %

-28.57%

% of All Funds

0.14%

New

Increased

128

Reduced

126

Closed

Calls

$31.2M

Puts

$5.56M

Net Calls

+$25.6M

Net Calls Change

+$23.3M

Top Buyers

1	FPA 1 First Pacific Advisors El Segundo, California	$54M
2	2 Marshall Wace London, United Kingdom	$46.3M
3	SC 3 Samlyn Capital New York	$29.8M
4	JCM 4 Junto Capital Management New York	$24.5M
5	5 Vanguard Group Malvern, Pennsylvania	$391M

Top Sellers

1	1 Wellington Management Group Boston, Massachusetts	$8.2M
2	2 T. Rowe Price Associates Baltimore, Maryland	$6.88M
3	GI 3 GAMCO Investors Greenwich, Connecticut	$169M
4	PAM 4 Panagora Asset Management Boston, Massachusetts	$26.9M
5	JHIU 5 Janus Henderson Investors US Denver, Colorado	$37.4M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
176	BIM 176 Bogle Investment Management Newton Lower Falls, Massachusetts	$1.33M	+$240K	+5,766	+22%
177	LMGAM 177 Liberty Mutual Group Asset Management Boston, Massachusetts	$1.32M	+$256K	+6,153	+24%
178	GIBU 178 Gulf International Bank (UK) London, United Kingdom	$1.28M	–	–	–
179	179 Natixis Advisors Boston, Massachusetts	$1.25M	+$614K	+14,768	+96%
180	ASRS 180 Arizona State Retirement System Phoenix, Arizona	$1.25M	+$1.25M	+30,018	New
181	HIMCH 181 Hartford Investment Management Co (HIMCO) Hartford, Connecticut	$1.24M	+$96.2K	+2,312	+8%
182	SF 182 Synovus Financial Columbus, Georgia	$1.23M	-$14.6K	-350	-1%
183	FC 183 Fairpointe Capital Chicago, Illinois	$1.2M	+$16.6K	+400	+1%
184	184 Public Sector Pension Investment Board (PSP Investments) Montreal, Quebec, Canada	$1.2M	-$221K	-5,300	-16%
185	185 Janney Montgomery Scott Philadelphia, Pennsylvania	$1.18M	-$9.45K	-227	-0.8%
186	CA 186 Continental Advisors Park City, Utah	$1.17M	–	–	–
187	AI 187 Analytic Investors Los Angeles, California	$1.16M	+$1.16M	+27,802	New
188	BP 188 Boston Provident Englewood, New Jersey	$1.16M	+$1.16M	+27,771	New
189	189 Comerica Bank Dallas, Texas	$1.14M	-$1.03M	-24,707	-48%
190	190 Bank of Montreal Toronto, Ontario, Canada	$1.11M	+$33.5K	+807	+3%
191	191 Daiwa Securities Group Tokyo, Japan	$1.1M	-$3.53M	-84,770	-76%
192	RFC 192 Russell Frank Company Seattle, Washington	$1.07M	-$637K	-15,327	-37%
193	193 Mitsubishi UFJ Asset Management Tokyo, Japan	$1.05M	-$19.7K	-473	-2%
194	EIM 194 ExxonMobil Investment Management Irving, Texas	$1.05M	+$147K	+3,529	+16%
195	195 Barclays London, United Kingdom	$1.01M	-$2.55M	-62,217	-72%
196	CIP 196 Convergence Investment Partners Palm Beach Gardens, Florida	$999K	+$999K	+24,004	New
197	197 Public Employees Retirement Association of Colorado Denver, Colorado	$979K	-$1.37K	-33	-0.1%
198	QI 198 Quotient Investors New York	$975K	-$188K	-4,526	-16%
199	BF 199 BOK Financial Tulsa, Oklahoma	$955K	+$18K	+432	+2%
200	SAM 200 Shell Asset Management The Hague, Netherlands	$953K	+$422K	+8,239	+79%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM