Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

374 hedge funds and large institutions have $5.34B invested in Legg Mason, Inc. in 2015 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 116 increasing their positions, 169 reducing their positions, and 35 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

374

Holders Change

-3

Holders Change %

-0.8%

% of All Funds

9.98%

Holding in Top 10

Holding in Top 10 Change

-2

Holding in Top 10 Change %

-18.18%

% of All Funds

0.24%

New

Increased

116

Reduced

169

Closed

Calls

$20.4M

Puts

$4.2M

Net Calls

+$16.2M

Net Calls Change

+$11.9M

Top Buyers

1	1 Adage Capital Partners Boston, Massachusetts	$75.4M
2	2 Vanguard Group Malvern, Pennsylvania	$473M
3	3 Millennium Management New York	$31.7M
4	4 Wellington Management Group Boston, Massachusetts	$233M
5	5 Goldman Sachs New York	$58.5M

Top Sellers

1	1 JPMorgan Chase & Co New York	$291M
2	2 Viking Global Investors Stamford, Connecticut	$142M
3	3 T. Rowe Price Associates Baltimore, Maryland	$55.6M
4	4 State of New Jersey Common Pension Fund D Trenton, New Jersey	$48.6M
5	5 Allianz Asset Management Munich, Germany	$4.54M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
176	176 Bank of Montreal Toronto, Ontario, Canada	$1.56M	+$99.9K	+1,811	+7%
177	OTPPB 177 Ontario Teachers' Pension Plan Board Toronto, Ontario, Canada	$1.55M	+$518K	+9,380	+50%
178	CA 178 Continental Advisors Park City, Utah	$1.55M	-$983K	-17,800	-39%
179	FC 179 Fairpointe Capital Chicago, Illinois	$1.54M	+$138K	+2,500	+10%
180	TG 180 TCW Group Los Angeles, California	$1.54M	-$13.8K	-250	-0.9%
181	ACI 181 AMP Capital Investors Sydney, Australia	$1.54M	–	–	–
182	USAA 182 United Services Automobile Association San Antonio, Texas	$1.54M	+$6.9K	+125	+0.5%
183	NB 183 Norinchukin Bank Tokyo, Japan	$1.53M	+$280K	+5,073	+22%
184	MAA 184 Managed Account Advisors Jersey City, New Jersey	$1.51M	-$11.1K	-201	-0.7%
185	185 Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts	$1.51M	+$82.8K	+1,500	+6%
186	186 Public Employees Retirement Association of Colorado Denver, Colorado	$1.46M	-$115K	-2,079	-7%
187	187 Comerica Bank Dallas, Texas	$1.46M	-$1.49M	-27,072	-51%
188	SIP 188 Stoneridge Investment Partners Radnor, Pennsylvania	$1.44M	+$1.44M	+26,103	New
189	IRF 189 IBM Retirement Fund Armonk, New York	$1.43M	–	–	–
190	OPERF 190 Oregon Public Employees Retirement Fund Tigard, Oregon	$1.4M	-$33.1K	-600	-2%
191	HIMCH 191 Hartford Investment Management Co (HIMCO) Hartford, Connecticut	$1.37M	-$45.5K	-824	-3%
192	EGM 192 Engineers Gate Manager New York	$1.35M	+$801K	+14,514	+145%
193	193 Mitsubishi UFJ Asset Management Tokyo, Japan	$1.34M	+$216K	+3,921	+19%
194	OWIM 194 Old West Investment Management Los Angeles, California	$1.33M	-$163K	-2,952	-11%
195	LCS 195 Levin Capital Strategies New York	$1.32M	+$55.3K	+1,002	+4%
196	EIM 196 ExxonMobil Investment Management Irving, Texas	$1.32M	+$9.22K	+167	+0.7%
197	PP 197 Paloma Partners Greenwich, Connecticut	$1.31M	+$270K	+4,894	+26%
198	BC 198 Bartlett & Co Cincinnati, Ohio	$1.29M	-$82.8K	-1,500	-6%
199	FAF 199 Fjarde Ap-fonden Stockholm, Sweden	$1.27M	–	–	–
200	BF 200 BOK Financial Tulsa, Oklahoma	$1.26M	+$141K	+2,550	+13%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM