Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

374 hedge funds and large institutions have $5.34B invested in Legg Mason, Inc. in 2015 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 116 increasing their positions, 169 reducing their positions, and 35 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

374

Holders Change

-3

Holders Change %

-0.8%

% of All Funds

9.98%

Holding in Top 10

Holding in Top 10 Change

-2

Holding in Top 10 Change %

-18.18%

% of All Funds

0.24%

New

Increased

116

Reduced

169

Closed

Calls

$20.4M

Puts

$4.2M

Net Calls

+$16.2M

Net Calls Change

+$11.9M

Top Buyers

1	1 Adage Capital Partners Boston, Massachusetts	$75.4M
2	2 Vanguard Group Malvern, Pennsylvania	$473M
3	3 Millennium Management New York	$31.7M
4	4 Wellington Management Group Boston, Massachusetts	$233M
5	5 Goldman Sachs New York	$58.5M

Top Sellers

1	1 JPMorgan Chase & Co New York	$291M
2	2 Viking Global Investors Stamford, Connecticut	$142M
3	3 T. Rowe Price Associates Baltimore, Maryland	$55.6M
4	4 State of New Jersey Common Pension Fund D Trenton, New Jersey	$48.6M
5	5 Allianz Asset Management Munich, Germany	$4.54M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
151	AC 151 Allstate Corporation Northbrook, Illinois	$2.06M	-$4.08M	-73,875	-66%
152	TPSF 152 Texas Permanent School Fund Austin, Texas	$2.05M	-$59.1K	-1,070	-3%
153	FCBT 153 First Citizens Bank & Trust Raleigh, North Carolina	$2.03M	+$484K	+8,762	+31%
154	AAM 154 Aberdeen Asset Management Aberdeen, United Kingdom	$2.03M	-$95.9K	-1,737	-5%
155	GCP 155 GSA Capital Partners London, United Kingdom	$1.99M	+$1.1M	+19,893	+123%
156	AG 156 Aperio Group Sausalito, California	$1.97M	-$184K	-3,327	-9%
157	TSU 157 TD Securities (USA) New York	$1.97M	-$139K	-2,518	-7%
158	AIG 158 American International Group New York	$1.94M	+$1.27K	+23	+0.1%
159	159 Two Sigma Investments New York	$1.92M	+$1.92M	+34,862	New
160	160 Public Sector Pension Investment Board (PSP Investments) Montreal, Quebec, Canada	$1.92M	+$24.7K	+448	+1%
161	MCM 161 Matarin Capital Management New York	$1.9M	+$560K	+10,144	+42%
162	AAM 162 Auxier Asset Management Aurora, Oregon	$1.9M	-$85.6K	-1,550	-4%
163	LMGAM 163 Liberty Mutual Group Asset Management Boston, Massachusetts	$1.82M	-$116K	-2,107	-6%
164	MPA 164 Marvin & Palmer Associates Wilmington, Delaware	$1.79M	-$25.9K	-468	-1%
165	ZIG 165 Zuckerman Investment Group Chicago, Illinois	$1.77M	-$10.6M	-191,573	-86%
166	CSS 166 Cubist Systematic Strategies Stamford, Connecticut	$1.73M	+$444K	+8,048	+35%
167	JIM 167 Jupiter Investment Management London, United Kingdom	$1.72M	+$1.72M	+31,200	New
168	IG 168 ING Group Amsterdam, Netherlands	$1.71M	-$507K	-9,191	-23%
169	169 ProShare Advisors Bethesda, Maryland	$1.67M	-$190K	-3,444	-10%
170	GIBU 170 Gulf International Bank (UK) London, United Kingdom	$1.67M	–	–	–
171	RGI 171 River Global Investors London, United Kingdom	$1.64M	+$416K	+7,545	+34%
172	172 Janney Montgomery Scott Philadelphia, Pennsylvania	$1.61M	+$10.8K	+196	+0.7%
173	SFP 173 Santa Fe Partners Santa Fe, New Mexico	$1.61M	-$246K	-4,455	-13%
174	SF 174 Synovus Financial Columbus, Georgia	$1.58M	+$14.8K	+269	+0.9%
175	QSS 175 Quantitative Systematic Strategies Ponte Vedra Beach, Florida	$1.56M	+$1.56M	+27,959	New

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM