Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

346 hedge funds and large institutions have $5.31B invested in Legg Mason, Inc. in 2014 Q1 according to their latest regulatory filings, with 41 funds opening new positions, 84 increasing their positions, 167 reducing their positions, and 44 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

346

Holders Change

-10

Holders Change %

-2.81%

% of All Funds

10%

Holding in Top 10

Holding in Top 10 Change

-3

Holding in Top 10 Change %

-20%

% of All Funds

0.35%

New

Increased

Reduced

167

Closed

Calls

$25.5M

Puts

$10.5M

Net Calls

+$15M

Net Calls Change

+$33.6M

Top Buyers

1	FPP 1 Findlay Park Partners London, United Kingdom	$85.1M
2	PC 2 PointState Capital New York	$41.6M
3	TCIM 3 TIAA CREF Investment Management New York	$74.6M
4	4 JPMorgan Chase & Co New York	$232M
5	MNA 5 Manning & Napier Advisors Fairport, New York	$17.4M

Top Sellers

1	SAM 1 Southeastern Asset Management Memphis, Tennessee	$0
2	2 T. Rowe Price Associates Baltimore, Maryland	$616M
3	MAMU 3 Marathon Asset Management (UK) London, United Kingdom	$0
4	4 Arrowstreet Capital Boston, Massachusetts	$0
5	GC 5 Greenlight Capital New York	$0

#	Name	Holding	Trade Value	Shares Change	Shares Change %
151	PGIM 151 Pacific Global Investment Management Glendale, California	$2.08M	-$87K	-1,774	-4%
152	152 Robeco Institutional Asset Management Rotterdam, Netherlands	$2.02M	-$126K	-2,559	-6%
153	153 Bank of America Charlotte, North Carolina	$1.97M	-$2.83M	-57,692	-59%
154	HHC 154 Hutchin Hill Capital New York	$1.9M	+$1.9M	+38,700	New
155	155 Public Employees Retirement Association of Colorado Denver, Colorado	$1.89M	-$74.6K	-1,521	-4%
156	AAM 156 Auxier Asset Management Aurora, Oregon	$1.89M	–	–	–
157	157 Public Sector Pension Investment Board (PSP Investments) Montreal, Quebec, Canada	$1.88M	-$83.4K	-1,700	-4%
158	158 ProShare Advisors Bethesda, Maryland	$1.86M	+$94.5K	+1,926	+5%
159	159 Comerica Bank Dallas, Texas	$1.81M	-$54.7K	-1,116	-3%
160	CA 160 Commerzbank Aktiengesellschaft Frankfurt, Germany	$1.79M	+$50.3K	+1,026	+3%
161	FAM 161 Formidable Asset Management Cincinnati, Ohio	$1.78M	+$68.4K	+1,495	+4%
162	LMGAM 162 Liberty Mutual Group Asset Management Boston, Massachusetts	$1.71M	+$332K	+6,777	+24%
163	TSU 163 TD Securities (USA) New York	$1.69M	-$150K	-3,059	-8%
164	OWIM 164 Old West Investment Management Los Angeles, California	$1.63M	-$42.8K	-873	-3%
165	AG 165 Aperio Group Sausalito, California	$1.59M	+$1.59M	+32,330	New
166	USAA 166 United Services Automobile Association San Antonio, Texas	$1.57M	-$296K	-6,036	-16%
167	JIC 167 Johnson Investment Counsel Cincinnati, Ohio	$1.57M	-$10.2M	-208,755	-87%
168	FC 168 Fairpointe Capital Chicago, Illinois	$1.51M	+$2.45K	+50	+0.2%
169	FAF 169 Fjarde Ap-fonden Stockholm, Sweden	$1.5M	+$53.9K	+1,097	+4%
170	GIBU 170 Gulf International Bank (UK) London, United Kingdom	$1.49M	-$268K	-5,473	-15%
171	ASRS 171 Arizona State Retirement System Phoenix, Arizona	$1.44M	-$44.1K	-900	-3%
172	HIMCH 172 Hartford Investment Management Co (HIMCO) Hartford, Connecticut	$1.43M	-$5.79K	-118	-0.4%
173	BC 173 Bartlett & Co Cincinnati, Ohio	$1.42M	-$49K	-1,000	-3%
174	IRF 174 IBM Retirement Fund Armonk, New York	$1.4M	-$787K	-16,094	-36%
175	175 Janney Montgomery Scott Philadelphia, Pennsylvania	$1.39M	-$207K	-4,218	-13%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM