Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

329 hedge funds and large institutions have $2.9B invested in Legg Mason, Inc. in 2019 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 86 increasing their positions, 143 reducing their positions, and 38 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

329

Holders Change

Holders Change %

+0.92%

% of All Funds

7.23%

Holding in Top 10

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

0.2%

New

Increased

Reduced

143

Closed

Calls

$20.5M

Puts

$38.5M

Net Calls

-$17.9M

Net Calls Change

+$35.7M

Top Buyers

1	1 Nuveen Asset Management Chicago, Illinois	$44.8M
2	2 Invesco Atlanta, Georgia	$73.6M
3	3 Balyasny Asset Management Chicago, Illinois	$21.4M
4	4 Prudential Financial Newark, New Jersey	$14.8M
5	5 Bank of America Charlotte, North Carolina	$29.8M

Top Sellers

1	1 State of New Jersey Common Pension Fund D Trenton, New Jersey	$2.37M
2	2 BlackRock New York	$293M
3	3 Dimensional Fund Advisors Austin, Texas	$143M
4	4 Renaissance Technologies New York	$48.4M
5	CBOA 5 Commonwealth Bank of Australia Sydney, NSW, Australia	$0

#	Name	Market Value	Shares	Shares Change	Shares Change %
101	IR 101 IAT Reinsurance New York	$2.56M	67,000	–	–
102	CB 102 Cadence Bank Tupelo, Mississippi	$2.56M	66,923	-29,640	-31%
103	103 State of Tennessee, Department of Treasury Nashville, Tennessee	$2.44M	63,941	-26,059	-29%
104	GWM 104 Graybill Wealth Management Elmhurst, Illinois	$2.38M	62,185	-50,339	-45%
105	105 State of New Jersey Common Pension Fund D Trenton, New Jersey	$2.37M	62,100	-817,900	-93%
106	SCM 106 Sterling Capital Management Charlotte, North Carolina	$2.36M	61,830	-6,720	-10%
107	BAMF 107 BI Asset Management Fondsmaeglerselskab Kobenhavn, Denmark	$2.35M	61,398	+61,398	New
108	OAM 108 Oxford Asset Management Oxford, United Kingdom	$2.34M	61,314	+38,817	+173%
109	109 SEI Investments Oaks, Pennsylvania	$2.31M	60,548	-3,526	-6%
110	110 Hudson Bay Capital Management Stamford, Connecticut	$2.29M	60,000	+60,000	New
111	111 Arrowstreet Capital Boston, Massachusetts	$2.15M	56,200	+56,200	New
112	TPSF 112 Texas Permanent School Fund Austin, Texas	$2.12M	55,501	-3,272	-6%
113	GC 113 Guggenheim Capital Chicago, Illinois	$2.09M	54,720	-27,894	-34%
114	WBC 114 Westpac Banking Corp Sydney, Australia	$2.05M	53,802	-1,398	-3%
115	ASRS 115 Arizona State Retirement System Phoenix, Arizona	$1.94M	50,820	-12,032	-19%
116	MIM 116 MetLife Investment Management Whippany, New Jersey	$1.81M	47,427	-3,880	-8%
117	117 PNC Financial Services Group Pittsburgh, Pennsylvania	$1.72M	45,127	-206	-0.5%
118	FP 118 Factorial Partners Mt. Kisco, New York	$1.71M	44,800	-34,000	-43%
119	PCM 119 Poehling Capital Management Madison, Wisconsin	$1.65M	43,205	-2,085	-5%
120	BC 120 Brinker Capital Berwyn, Pennsylvania	$1.64M	42,901	+1,692	+4%
121	MSA 121 Mason Street Advisors Milwaukee, Wisconsin	$1.63M	42,763	-3,397	-7%
122	RC 122 Roundview Capital Princeton, New Jersey	$1.62M	42,475	+505	+1%
123	GIA 123 GHP Investment Advisors Denver, Colorado	$1.58M	41,314	+9,827	+31%
124	124 Allianz Asset Management Munich, Germany	$1.57M	41,011	+28,665	+232%
125	PP 125 Paloma Partners Greenwich, Connecticut	$1.55M	40,660	+34,560	+567%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM