Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

366 hedge funds and large institutions have $3.99B invested in Legg Mason, Inc. in 2015 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 128 increasing their positions, 126 reducing their positions, and 61 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

366

Holders Change

-24

Holders Change %

-6.15%

% of All Funds

10.23%

Holding in Top 10

Holding in Top 10 Change

-2

Holding in Top 10 Change %

-28.57%

% of All Funds

0.14%

New

Increased

128

Reduced

126

Closed

Calls

$31.2M

Puts

$5.56M

Net Calls

+$25.6M

Net Calls Change

+$23.3M

Top Buyers

1	FPA 1 First Pacific Advisors El Segundo, California	$54M
2	2 Marshall Wace London, United Kingdom	$46.3M
3	SC 3 Samlyn Capital New York	$29.8M
4	JCM 4 Junto Capital Management New York	$24.5M
5	5 Vanguard Group Malvern, Pennsylvania	$391M

Top Sellers

1	1 Wellington Management Group Boston, Massachusetts	$8.2M
2	2 T. Rowe Price Associates Baltimore, Maryland	$6.88M
3	GI 3 GAMCO Investors Greenwich, Connecticut	$169M
4	PAM 4 Panagora Asset Management Boston, Massachusetts	$26.9M
5	JHIU 5 Janus Henderson Investors US Denver, Colorado	$37.4M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
101	TCGI 101 Three Corner Global Investors New York	$5.18M	+$5.18M	+124,400	New
102	BJ 102 BlackRock Japan Tokyo, Japan	$4.85M	+$24K	+578	+0.5%
103	DCM 103 Dupont Capital Management Wilmington, Delaware	$4.49M	+$4.49M	+108,000	New
104	104 Asset Management One Tokyo, Japan	$4.43M	-$85.9K	-2,075	-2%
105	ERSOT 105 Employees Retirement System of Texas Austin, Texas	$4.39M	–	–	–
106	GWM 106 Greenwich Wealth Management Greenwich, Connecticut	$4.36M	-$5.01M	-120,300	-53%
107	107 Nisa Investment Advisors St. Louis, Missouri	$4.32M	-$2.08K	-50	-0%
108	NRECA 108 National Rural Electric Cooperative Association Arlington, Virginia	$4.27M	–	–	–
109	IR 109 IAT Reinsurance New York	$4.16M	–	–	–
110	EGM 110 Engineers Gate Manager New York	$4.09M	+$1.69M	+40,638	+71%
111	DCM 111 Decade Capital Management New York	$3.87M	+$2.01M	+48,239	+108%
112	112 Allianz Asset Management Munich, Germany	$3.75M	+$211K	+5,068	+6%
113	113 Bank of America Charlotte, North Carolina	$3.69M	-$11.6M	-278,183	-76%
114	114 Chevy Chase Trust Bethesda, Maryland	$3.69M	+$456K	+10,950	+14%
115	115 Thrivent Financial for Lutherans Minneapolis, Minnesota	$3.67M	+$3.67M	+88,250	New
116	116 APG Asset Management Amsterdam, Netherlands	$3.65M	-$607K	-14,599	-14%
117	WCF 117 West Coast Financial Santa Barbara, California	$3.53M	+$157K	+3,781	+5%
118	BA 118 BlackRock Advisors Wilmington, Delaware	$3.39M	+$3.19M	+76,722	+1,616%
119	119 Teacher Retirement System of Texas Austin, Texas	$3.38M	+$912K	+21,924	+37%
120	120 State of New Jersey Common Pension Fund D Trenton, New Jersey	$3.33M	–	–	–
121	121 Ameriprise Minneapolis, Minnesota	$3.29M	+$205K	+4,921	+7%
122	MCM 122 Maltese Capital Management New York	$3.12M	+$999K	+24,000	+47%
123	IP 123 Interval Partners New York	$3.12M	+$3.12M	+74,976	New
124	124 State of Wisconsin Investment Board Madison, Wisconsin	$3.03M	-$85.3K	-2,050	-3%
125	RJA 125 Raymond James & Associates St Petersburg, Florida	$3.02M	-$1.17M	-28,094	-28%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM