Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

329 hedge funds and large institutions have $2.9B invested in Legg Mason, Inc. in 2019 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 86 increasing their positions, 143 reducing their positions, and 38 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

329

Holders Change

Holders Change %

+0.92%

% of All Funds

7.23%

Holding in Top 10

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

0.2%

New

Increased

Reduced

143

Closed

Calls

$20.5M

Puts

$38.5M

Net Calls

-$17.9M

Net Calls Change

+$35.7M

Top Buyers

1	1 Nuveen Asset Management Chicago, Illinois	$44.8M
2	2 Invesco Atlanta, Georgia	$73.6M
3	3 Balyasny Asset Management Chicago, Illinois	$21.4M
4	4 Prudential Financial Newark, New Jersey	$14.8M
5	5 Bank of America Charlotte, North Carolina	$29.8M

Top Sellers

1	1 State of New Jersey Common Pension Fund D Trenton, New Jersey	$2.37M
2	2 BlackRock New York	$293M
3	3 Dimensional Fund Advisors Austin, Texas	$143M
4	4 Renaissance Technologies New York	$48.4M
5	CBOA 5 Commonwealth Bank of Australia Sydney, NSW, Australia	$0

#	Name	Market Value	Shares	Shares Change	Shares Change %
26	26 Stifel Financial St. Louis, Missouri	$26.5M	693,860	+76,813	+12%
27	27 Pzena Investment Management New York	$24.4M	640,046	–	–
28	PPA 28 Parametric Portfolio Associates Seattle, Washington	$22.6M	592,887	-45,356	-7%
29	PCC 29 Park Circle Company Baltimore, Maryland	$21.9M	573,000	–	–
30	30 Balyasny Asset Management Chicago, Illinois	$21.4M	559,047	+394,342	+239%
31	31 Goldman Sachs New York	$21.3M	559,017	-194,017	-26%
32	32 Fidelity Investments Boston, Massachusetts	$20.3M	530,919	-18,273	-3%
33	GWM 33 Greenwich Wealth Management Greenwich, Connecticut	$18.6M	488,311	+85	+0%
34	SFM 34 Systematic Financial Management Teaneck, New Jersey	$17.8M	466,256	-6,119	-1%
35	35 Charles Schwab San Francisco, California	$17.7M	464,344	-6,456	-1%
36	36 Principal Financial Group Des Moines, Iowa	$17.4M	455,148	-99,153	-18%
37	37 Ameriprise Minneapolis, Minnesota	$16.6M	435,675	-22,830	-5%
38	CEP 38 Chicago Equity Partners Chicago, Illinois	$15.4M	403,928	+91,092	+29%
39	39 Prudential Financial Newark, New Jersey	$14.8M	387,917	+281,883	+266%
40	40 New York State Common Retirement Fund Albany, New York	$14.4M	376,369	-7,347	-2%
41	41 Los Angeles Capital Management Los Angeles, California	$12.9M	336,660	-300	-0.1%
42	42 Mackenzie Financial Toronto Ontario, Ontario, Canada	$12.8M	336,113	+187,401	+126%
43	43 Wells Fargo San Francisco, California	$12.3M	322,816	-56,232	-15%
44	44 Fisher Asset Management Camas, Washington	$11.8M	308,254	-2,770	-0.9%
45	WCM 45 Wedge Capital Management Charlotte, North Carolina	$11.2M	292,213	-9,040	-3%
46	AIG 46 American International Group New York	$10.7M	279,881	-14,992	-5%
47	SIA 47 Sit Investment Associates Minneapolis, Minnesota	$10.1M	265,650	+178,825	+206%
48	SDIC 48 South Dakota Investment Council Sioux Falls, South Dakota	$10.1M	264,690	+31,390	+13%
49	49 Legal & General Group London, United Kingdom	$9.81M	256,745	+10,796	+4%
50	50 HighTower Advisors Chicago, Illinois	$9.55M	250,062	-2,230	-0.9%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM