We are live on ! Find out more
LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

329 hedge funds and large institutions have $2.9B invested in Legg Mason, Inc. in 2019 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 86 increasing their positions, 143 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 38

1% more funds holding

Funds holding: 326329 (+3)

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

1% less capital invested

Capital invested by funds: $2.94B → $2.9B (-$39.7M)

40% less repeat investments, than reductions

Existing positions increased: 86 | Existing positions reduced: 143

47% less call options, than puts

Call options by funds: $20.5M | Put options by funds: $38.5M

Holders
329
Holders Change
+3
Holders Change %
+0.92%
% of All Funds
7.21%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.2%
New
41
Increased
86
Reduced
143
Closed
38
Calls
$20.5M
Puts
$38.5M
Net Calls
-$17.9M
Net Calls Change
+$35.7M
Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$26.5M +$2.91M +76,813 +12%
Pzena Investment Management
27
Pzena Investment Management
New York
$24.4M
PPA
28
Parametric Portfolio Associates
Washington
$22.6M -$1.72M -45,356 -7%
PCC
29
Park Circle Company
Maryland
$21.9M
Balyasny Asset Management
30
Balyasny Asset Management
Illinois
$21.4M +$14.9M +394,342 +239%
Goldman Sachs
31
Goldman Sachs
New York
$21.3M -$7.34M -194,017 -26%
Fidelity Investments
32
Fidelity Investments
Massachusetts
$20.3M -$691K -18,273 -3%
GWM
33
Greenwich Wealth Management
Connecticut
$18.6M +$3.22K +85 +0%
SFM
34
Systematic Financial Management
New Jersey
$17.8M -$232K -6,119 -1%
Charles Schwab
35
Charles Schwab
California
$17.7M -$244K -6,456 -1%
Principal Financial Group
36
Principal Financial Group
Iowa
$17.4M -$3.75M -99,153 -18%
Ameriprise
37
Ameriprise
Minnesota
$16.6M -$864K -22,830 -5%
CEP
38
Chicago Equity Partners
Illinois
$15.4M +$3.45M +91,092 +29%
Prudential Financial
39
Prudential Financial
New Jersey
$14.8M +$10.7M +281,883 +266%
New York State Common Retirement Fund
40
New York State Common Retirement Fund
New York
$14.4M -$278K -7,347 -2%
Los Angeles Capital Management
41
Los Angeles Capital Management
California
$12.9M -$11.4K -300 -0.1%
Mackenzie Financial
42
Mackenzie Financial
Ontario, Canada
$12.8M +$7.09M +187,401 +126%
Wells Fargo
43
Wells Fargo
California
$12.3M -$2.13M -56,232 -15%
Fisher Asset Management
44
Fisher Asset Management
Washington
$11.8M -$105K -2,770 -0.9%
WCM
45
Wedge Capital Management
North Carolina
$11.2M -$342K -9,040 -3%
AIG
46
American International Group
New York
$10.7M -$567K -14,992 -5%
SIA
47
Sit Investment Associates
Minnesota
$10.1M +$6.77M +178,825 +206%
SDIC
48
South Dakota Investment Council
South Dakota
$10.1M +$1.19M +31,390 +13%
Legal & General Group
49
Legal & General Group
United Kingdom
$9.8M +$409K +10,796 +4%
HighTower Advisors
50
HighTower Advisors
Illinois
$9.55M -$84.4K -2,230 -0.9%

LM Hedge Fund Activity: Q3 2019 in Review

329 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q3 2019, worth a combined $2.9B — down 1.3% from $2.94B a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new LM positions and 38 closed out — a net gain of 3 holders — while 86 added to existing stakes and 143 trimmed.

The largest buyer was Nuveen, adding an estimated $23.4M. The largest seller was State of New Jersey Common Pension Fund D, cutting an estimated $30.9M.

  • 329 institutional investors held Legg Mason, Inc. (LM) as of Q3 2019, up from 326 in Q2 2019.
  • Funds reported $2.9B of Legg Mason, Inc. stock for Q3 2019, down 1.3% quarter-over-quarter.
  • 41 funds opened new Legg Mason, Inc. positions in Q3 2019 and 38 closed out, a net change of +3 holders.
  • The largest Legg Mason, Inc. buyer in Q3 2019 was Nuveen, an estimated $23.4M added.
  • The largest Legg Mason, Inc. seller in Q3 2019 was State of New Jersey Common Pension Fund D, an estimated $30.9M sold.

Based on aggregated 13F filings for Q3 2019.