Legg Mason, Inc.
LM
LM was delisted on the 31st of July, 2020.
374 hedge funds and large institutions have $5.34B invested in Legg Mason, Inc. in 2015 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 116 increasing their positions, 169 reducing their positions, and 35 closing their positions.
386% more call options, than puts
Call options by funds: $20.4M | Put options by funds: $4.2M
9% more first-time investments, than exits
New positions opened: 38 | Existing positions closed: 35
1% less funds holding
Funds holding: 377 → 374 (-3)
18% less funds holding in top 10
Funds holding in top 10: 11 → 9 (-2)
31% less repeat investments, than reductions
Existing positions increased: 116 | Existing positions reduced: 169
34% less capital invested
Capital invested by funds: $8.11B → $5.34B (-$2.77B)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Adage Capital Partners
Boston,
Massachusetts
|
+$62M |
| 2 |
Vanguard Group
Malvern,
Pennsylvania
|
+$58.2M |
| 3 |
Millennium Management
New York
|
+$18.5M |
| 4 |
Wellington Management Group
Boston,
Massachusetts
|
+$16.6M |
| 5 |
Goldman Sachs
New York
|
+$16.4M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
JP Morgan Chase
New York
|
-$62.7M |
| 2 |
Viking Global Investors
Stamford,
Connecticut
|
-$62.1M |
| 3 |
T. Rowe Price Associates
Baltimore,
Maryland
|
-$36.4M |
| 4 |
State of New Jersey Common Pension Fund D
Trenton,
New Jersey
|
-$22.4M |
| 5 |
Allianz Asset Management
Munich,
Germany
|
-$21M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
EPM
401
Equitec Proprietary Markets
Chicago,
Illinois
| – | -$48K | -907 | Closed |
|
|
IRS
402
Invictus RG (Singapore)
Singapore
| – | -$45K | -850 | Closed |
|
|
ICM
403
ICC Capital Management
Orlando,
Florida
| – | -$40K | -745 | Closed |
|
|
TRCT
404
Tower Research Capital (TRC)
New York
| – | -$22K | -416 | Closed |
|
|
SFFS
405
Stonehage Fleming Financial Services
St. Helier,
Jersey
| – | -$21K | -400 | Closed |
|
406
Walleye Trading
New York
| – | -$7.07K | -126 | Closed |
|
|
VFA
407
Virtus Fund Advisers
Hartford,
Connecticut
| – | -$6K | -118 | Closed |
|
|
NPC
408
National Planning Corporation
El Segundo,
California
| – | -$1.54K | -29 | Closed |
|
|
MWAN
409
Mariner Wealth Advisors (NYC)
Overland Park,
Kansas
| – | +$337 | +6 | New |
|
LM Hedge Fund Activity: Q1 2015 in Review
374 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q1 2015, worth a combined $5.34B — down 34% from $8.11B a quarter earlier.
Buyers outnumbered sellers: 38 funds opened new LM positions and 35 closed out — a net gain of 3 holders — while 116 added to existing stakes and 169 trimmed.
The largest buyer was Adage Capital Partners, adding an estimated $62M. The largest seller was JP Morgan Chase, cutting an estimated $62.7M.
- 374 institutional investors held Legg Mason, Inc. (LM) as of Q1 2015, down from 377 in Q4 2014.
- Funds reported $5.34B of Legg Mason, Inc. stock for Q1 2015, down 34% quarter-over-quarter.
- 38 funds opened new Legg Mason, Inc. positions in Q1 2015 and 35 closed out, a net change of +3 holders.
- The largest Legg Mason, Inc. buyer in Q1 2015 was Adage Capital Partners, an estimated $62M added.
- The largest Legg Mason, Inc. seller in Q1 2015 was JP Morgan Chase, an estimated $62.7M sold.
Based on aggregated 13F filings for Q1 2015.