Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

366 hedge funds and large institutions have $3.99B invested in Legg Mason, Inc. in 2015 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 128 increasing their positions, 126 reducing their positions, and 61 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

366

Holders Change

-24

Holders Change %

-6.15%

% of All Funds

10.23%

Holding in Top 10

Holding in Top 10 Change

-2

Holding in Top 10 Change %

-28.57%

% of All Funds

0.14%

New

Increased

128

Reduced

126

Closed

Calls

$31.2M

Puts

$5.56M

Net Calls

+$25.6M

Net Calls Change

+$23.3M

Top Buyers

1	FPA 1 First Pacific Advisors El Segundo, California	$54M
2	2 Marshall Wace London, United Kingdom	$46.3M
3	SC 3 Samlyn Capital New York	$29.8M
4	JCM 4 Junto Capital Management New York	$24.5M
5	5 Vanguard Group Malvern, Pennsylvania	$391M

Top Sellers

1	1 Wellington Management Group Boston, Massachusetts	$8.2M
2	2 T. Rowe Price Associates Baltimore, Maryland	$6.88M
3	GI 3 GAMCO Investors Greenwich, Connecticut	$169M
4	PAM 4 Panagora Asset Management Boston, Massachusetts	$26.9M
5	JHIU 5 Janus Henderson Investors US Denver, Colorado	$37.4M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
301	301 DekaBank Deutsche Girozentrale Frankfurt, Germany	$149K	+$66.7K	+1,600	+81%
302	HHMI 302 Howard Hughes Medical Institute Chevy Chase, Maryland	$147K	-$10.2K	-245	-6%
303	303 Toronto Dominion Bank Toronto, Ontario, Ontario, Canada	$145K	+$33.3K	+802	+30%
304	CSS 304 Cubist Systematic Strategies Stamford, Connecticut	$137K	-$349K	-8,377	-72%
305	NIMI 305 Natixis Investment Managers International Paris, France	$120K	+$41.9K	+1,007	+54%
306	306 Northwestern Mutual Wealth Management Milwaukee, Wisconsin	$113K	–	–	–
307	307 Creative Planning Overland Park, Kansas	$110K	+$110K	+2,638	New
308	308 Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada	$108K	–	–	–
309	309 Fifth Third Bancorp Cincinnati, Ohio	$106K	+$1.84K	+44	+2%
310	310 Macquarie Group Sydney, NSW 2000, Australia	$104K	–	–	–
311	QCG 311 Quadrant Capital Group Cincinnati, Ohio	$85K	–	–	–
312	PAM 312 PartnerRe Asset Management Greenwich, Connecticut	$83K	+$9.36K	+224	+13%
313	EOJOAM 313 E. Ohman J:or Asset Management Stockholm, Sweden	$74.9K	–	–	–
314	FMII 314 Farmers & Merchants Investments Inc Lincoln, Nebraska	$74K	–	–	–
315	SO 315 STRS Ohio Columbus, Ohio	$73K	-$76.9K	-1,871	-51%
316	MCA 316 Mercer Capital Advisers Little Silver, New Jersey	$67K	–	–	–
317	NYLT 317 New York Life Trust New York	$66K	+$2.11K	+51	+3%
318	ST 318 Spot Trading Chicago, Illinois	$58K	+$55.9K	+1,342	+2,684%
319	FAM 319 Formidable Asset Management Cincinnati, Ohio	$57K	–	–	–
320	IPC 320 Independent Portfolio Consultants Boca Raton, Florida	$55K	+$6.67K	+160	+14%
321	QI 321 QS Investors New York	$55K	+$55K	+1,320	New
322	TCOV 322 Trust Company of Vermont Brattleboro, Vermont	$52K	–	–	–
323	LTFS 323 Ladenburg Thalmann Financial Services Miami, Florida	$49K	-$80.9K	-1,952	-62%
324	324 Simplex Trading Chicago, Illinois	$45K	+$45K	+1,088	New
325	WTC 325 WhitTier Trust Company Reno, Nevada	$41K	–	–	–

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM