Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

377 hedge funds and large institutions have $8.11B invested in Legg Mason, Inc. in 2014 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 116 increasing their positions, 159 reducing their positions, and 28 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

377

Holders Change

+11

Holders Change %

+3.01%

% of All Funds

10.06%

Holding in Top 10

Holding in Top 10 Change

-1

Holding in Top 10 Change %

-8.33%

% of All Funds

0.29%

New

Increased

116

Reduced

159

Closed

Calls

$12.4M

Puts

$8.15M

Net Calls

+$4.28M

Net Calls Change

+$1.12M

Top Buyers

1	1 Viking Global Investors Stamford, Connecticut	$197M
2	2 Wellington Management Group Boston, Massachusetts	$209M
3	3 Citadel Advisors Miami, Florida	$68M
4	4 JPMorgan Chase & Co New York	$341M
5	TCIM 5 TIAA CREF Investment Management New York	$103M

Top Sellers

1	1 T. Rowe Price Associates Baltimore, Maryland	$88.3M
2	2 Bank of New York Mellon New York	$63.2M
3	3 Fidelity Investments Boston, Massachusetts	$3.42M
4	4 Pzena Investment Management New York	$30.6M
5	FPP 5 Findlay Park Partners London, United Kingdom	$17.7M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
301	VIA 301 Vident Investment Advisory Alpharetta, Georgia	$309K	+$309K	+5,796	New
302	OA 302 OFI Advisors Philadelphia, Pennsylvania	$301K	+$13.2K	+247	+5%
303	DL 303 Delta Lloyd Amsterdam, Netherlands	$294K	–	–	–
304	FA 304 FDx Advisors Chicago, Illinois	$287K	-$129K	-2,425	-31%
305	PI 305 Placemark Investments Chicago, Illinois	$263K	+$53.8K	+1,008	+26%
306	PWW 306 Pettyjohn Wood & White Lynchburg, Virginia	$251K	-$68.2K	-1,280	-21%
307	ZDA 307 Zweig-DiMenna Associates New York	$246K	-$16K	-300	-6%
308	RCM 308 Reynolds Capital Management Las Vegas, Nevada	$235K	-$42.7K	-800	-15%
309	PHK 309 Point72 Hong Kong Hong Kong	$228K	+$228K	+4,277	New
310	FDS 310 First Dallas Securities Dallas, Texas	$227K	-$98.8K	-1,850	-30%
311	311 Toronto Dominion Bank Toronto, Ontario, Ontario, Canada	$221K	+$118K	+2,219	+115%
312	W 312 Wealthfront Palo Alto, California	$216K	+$105K	+1,966	+95%
313	IC 313 IKOS CIF Limassol, Cyprus	$215K	+$215K	+4,114	New
314	CIM 314 Calvert Investment Management Bethesda, Maryland	$202K	+$202K	+3,783	New
315	315 Nordea Investment Management Stockholm, Sweden	$200K	–	–	–
316	NIMI 316 Natixis Investment Managers International Paris, France	$192K	+$192K	+3,592	New
317	MERSOM 317 Municipal Employees' Retirement System of Michigan Lansing, Michigan	$187K	–	–	–
318	QT 318 Quantbot Technologies New York	$182K	-$35.2K	-662	-16%
319	DILH 319 Dai-ichi Life Holdings Tokyo, Japan	$176K	–	–	–
320	320 Teacher Retirement System of Texas Austin, Texas	$170K	+$103K	+1,937	+155%
321	OMCS 321 Old Mutual Customised Solutions Pinelands, South Africa	$165K	+$26.6K	+500	+19%
322	322 Northwestern Mutual Wealth Management Milwaukee, Wisconsin	$145K	+$6.15K	+115	+4%
323	323 Creative Planning Overland Park, Kansas	$141K	-$4.01K	-75	-3%
324	324 DekaBank Deutsche Girozentrale Frankfurt, Germany	$134K	+$19.9K	+366	+17%
325	325 Fifth Third Bancorp Cincinnati, Ohio	$129K	-$85.9K	-1,613	-40%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM