Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

370 hedge funds and large institutions have $2.62B invested in Legg Mason, Inc. in 2018 Q2 according to their latest regulatory filings, with 56 funds opening new positions, 120 increasing their positions, 130 reducing their positions, and 42 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

370

Holders Change

+11

Holders Change %

+3.06%

% of All Funds

8.48%

Holding in Top 10

Holding in Top 10 Change

Holding in Top 10 Change %

+14.29%

% of All Funds

0.18%

New

Increased

120

Reduced

130

Closed

Calls

$7.97M

Puts

$14.8M

Net Calls

-$6.84M

Net Calls Change

-$11.6M

Top Buyers

1	ACL 1 Azora Capital LP Miami, Florida	$33.2M
2	2 American Century Companies Kansas City, Missouri	$23.4M
3	CCP 3 Clarkston Capital Partners Rochester, Michigan	$129M
4	4 Vanguard Group Malvern, Pennsylvania	$298M
5	AU 5 Algebris (UK) London, United Kingdom	$13.9M

Top Sellers

1	1 Fidelity Investments Boston, Massachusetts	$147M
2	2 Goldman Sachs New York	$23.4M
3	3 Nuveen Asset Management Chicago, Illinois	$0
4	TCIM 4 TIAA CREF Investment Management New York	$6M
5	IAM 5 Impax Asset Management Portsmouth, New Hampshire	$1.18M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
276	OAM 276 Oppenheimer Asset Management New York	$217K	-$6.59K	-190	-3%
277	MC 277 Menta Capital San Francisco, California	$216K	+$216K	+6,206	New
278	DBIA 278 Dumont & Blake Investment Advisors Princeton, New Jersey	$213K	+$8.33K	+240	+4%
279	SCM 279 Shelton Capital Management Denver, Colorado	$210K	–	–	–
280	BOTW 280 Bank of the West Monterey Park, California	$205K	-$32.4K	-933	-14%
281	DI 281 Diligent Investors Redlands, California	$202K	-$17.4K	-500	-8%
282	282 Barrow, Hanley, Mewhinney & Strauss Dallas, Texas	$198K	+$198K	+5,702	New
283	CAM 283 Cacti Asset Management Atlanta, Georgia	$189K	–	–	–
284	LIA 284 LS Investment Advisors Bloomfield Hills, Michigan	$168K	+$2.18K	+63	+1%
285	285 Zurich Cantonal Bank Zurich, Switzerland	$164K	–	–	–
286	IA 286 IFP Advisors Tampa, Florida	$156K	+$113K	+3,266	+267%
287	AAMU 287 Amundi Asset Management US Boston, Massachusetts	$145K	-$7.98M	-229,600	-98%
288	288 Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada	$142K	+$142K	+4,100	New
289	CIM 289 Contravisory Investment Management Norwell, Massachusetts	$141K	-$12.1K	-349	-8%
290	PCM 290 Prelude Capital Management New York	$133K	-$16.7K	-480	-11%
291	CG 291 Cutler Group San Francisco, California	$133K	+$133K	+3,849	New
292	ASN 292 Advisory Services Network Atlanta, Georgia	$131K	-$5.34K	-163	-4%
293	AG 293 Advisor Group Phoenix, Arizona	$127K	-$487	-14	-0.4%
294	WAM 294 Wealthspire Advisors (Maryland) Potomac, Maryland	$121K	+$4.63K	+133	+4%
295	PCM 295 Penserra Capital Management Orinda, California	$104K	+$31.8K	+918	+44%
296	OMCS 296 Old Mutual Customised Solutions Pinelands, South Africa	$90K	–	–	–
297	IUHSA 297 Itau Unibanco Holding S.A. Sao Paulo, Brazil	$85K	+$85K	+2,445	New
298	MYIA 298 Mount Yale Investment Advisors Denver, Colorado	$83K	+$83K	+2,383	New
299	OIA 299 Optimum Investment Advisors Chicago, Illinois	$68K	-$20.1K	-575	-23%
300	QCG 300 Quadrant Capital Group Cincinnati, Ohio	$68K	–	–	–

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM