LEO

BNY Mellon Strategic Municipals
LEO

Overview Fund Activity

65 hedge funds and large institutions have $24.6M invested in BNY Mellon Strategic Municipals in 2015 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 18 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
+2
Holders Change %
+3.17%
% of All Funds
1.82%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
10
Increased
14
Reduced
18
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
Advisors Asset Management
Colorado
$406K
2
RJFSA
Raymond James Financial Services Advisors
Florida
$248K
3
SIA
Sit Investment Associates
Minnesota
$2.72M
4
BW
Bison Wealth
Georgia
$143K
5
CAN
Cetera Advisor Networks
California
$135K

Top Sellers

1
NCM
Newgate Capital Management
Connecticut
$0
2
MIM
Macroview Investment Management
Maryland
$1.57M
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
$0
4
Comerica Bank
Comerica Bank
Texas
$155K
5
LPL Financial
LPL Financial
California
$542K
Name Holding Trade Value Shares
Change 		Shares
Change %
RPG
51
Risk Paradigm Group
Texas
$32.7K +$32.7K +4,000 New
Deutsche Bank
52
Deutsche Bank
Germany
$27K – – –
MFS
53
MSI Financial Services
Massachusetts
$18K – – –
FMII
54
Farmers & Merchants Investments Inc
Nebraska
$16K – – –
SEI Investments
55
SEI Investments
Pennsylvania
$16K +$16K +2,000 New
Northwestern Mutual Wealth Management
56
Northwestern Mutual Wealth Management
Wisconsin
$14K +$14K +1,676 New
Thrivent Financial for Lutherans
57
Thrivent Financial for Lutherans
Minnesota
$13K – – –
Citigroup
58
Citigroup
New York
$11K +$9.84K +1,250 +850%
FAM
59
Formidable Asset Management
Ohio
$10K – – –
BCM
60
Brookstone Capital Management
Illinois
$8K – – –
Creative Planning
61
Creative Planning
Kansas
$1K +$1K +100 New
TRCT
62
Tower Research Capital (TRC)
New York
$1K +$1K +169 New
Northern Trust
63
Northern Trust
Illinois
$1K +$94 +1,100 +10%
Nuveen Asset Management
64
Nuveen Asset Management
Illinois
$644 – – –
NCM
65
Newgate Capital Management
Connecticut
– -$1.71M -218,161 Closed
Janney Montgomery Scott
66
Janney Montgomery Scott
Pennsylvania
– -$196K -24,800 Closed
WAM
67
Wolverine Asset Management
Illinois
– -$162K -20,562 Closed
VKH
68
Virtu KCG Holdings
New York
– -$106K -13,407 Closed
NL
69
NWAM LLC
Washington
– -$103K -13,000 Closed
DA
70
Doliver Advisors
Texas
– -$99K -12,501 Closed
DBT
71
Dubuque Bank & Trust
Iowa
– -$62K -7,900 Closed
PIA
72
Peachtree Investment Advisors
Georgia
– -$14K -1,800 Closed
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